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PennantPark Floating Rate Capital
PFLT

95 hedge funds and large institutions have $107M invested in PennantPark Floating Rate Capital in 2022 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 26 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more call options, than puts

Call options by funds: $1.14M | Put options by funds: $362K

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

13% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 23

8% more funds holding

Funds holding: 88 → 95 (+7)

1.26% more ownership

Funds ownership: 21.47% → 22.74% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

5% less capital invested

Capital invested by funds: $112M → $107M (-$5.47M)

Holders
95
Holders Change
+7
Holders Change %
+7.95%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
26
Reduced
23
Closed
9
Calls
$1.14M
Puts
$362K
Net Calls
+$778K
Net Calls Change
-$26.3M

Top Buyers

Rank Fund Capital Flow
1
AS
Altshuler Shaham
Israel
+$23.5M
2
UBS Group
UBS Group
Switzerland
+$923K
3
SIS
Sound Income Strategies
Florida
+$847K
4
BlackRock
BlackRock
New York
+$474K
5
Neuberger Berman Group
Neuberger Berman Group
New York
+$436K

Top Sellers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
-$4.39M
2
Two Sigma Investments
Two Sigma Investments
New York
-$3.24M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.57M
4
Marshall Wace
Marshall Wace
United Kingdom
-$1.24M
5
Millennium Management
Millennium Management
New York
-$1.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
VEA
26
Virtus ETF Advisers
New York
$611K +$57K +4,597 +9%
WS
27
Wedbush Securities
California
$607K -$23.2K -1,870 -3%
RIG
28
Roosevelt Investment Group
New York
$527K -$39.1K -3,154 -6%
LPL Financial
29
LPL Financial
California
$515K +$14K +1,126 +3%
Canada Life
30
Canada Life
Manitoba, Canada
$498K +$364K +29,361 +210%
Neuberger Berman Group
31
Neuberger Berman Group
New York
$404K +$436K +35,138 New
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$348K +$11.6K +939 +3%
JF
33
Jump Financial
Illinois
$335K -$85.5K -6,892 -19%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$306K -$9.16K -739 -3%
PNAA
35
Pictet North America Advisors
Switzerland
$302K +$326K +26,300 New
JP Morgan Chase
36
JP Morgan Chase
New York
$295K -$130K -10,486 -29%
OIA
37
Optimum Investment Advisors
Illinois
$285K – – –
SCA
38
Snowden Capital Advisors
New York
$266K -$632K -51,000 -69%
GAMC
39
Garner Asset Management Corp
Texas
$259K +$61.8K +4,982 +28%
TFA
40
Teamwork Financial Advisors
Texas
$249K +$9.28K +748 +4%
Millennium Management
41
Millennium Management
New York
$240K -$1.04M -84,119 -80%
N
42
Natixis
France
$229K +$248K +19,996 New
AWM
43
AllSquare Wealth Management
New York
$227K – – –
ASN
44
Advisory Services Network
Georgia
$220K +$62 +5 +0%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$214K -$360 -29 -0.2%
WA
46
Wambolt & Associates
Colorado
$202K +$22.3K +1,795 +11%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$200K +$216K +17,425 New
Jane Street
48
Jane Street
New York
$174K +$188K +15,182 New
AAS
49
Avantax Advisory Services
Texas
$173K +$187K +15,039 New
DC
50
Davenport & Co
Virginia
$154K -$18.6K -1,500 -10%
1
2
3 4 5

PFLT Hedge Fund Activity: Q2 2022 in Review

95 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q2 2022, worth a combined $107M — down 4.9% from $112M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFLT positions and 9 closed out — a net gain of 8 holders — while 26 added to existing stakes and 23 trimmed.

The largest buyer was Altshuler Shaham, opening a new position worth an estimated $23.5M. The largest seller was VanEck Associates, cutting an estimated $4.39M.

  • 95 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q2 2022, up from 88 in Q1 2022.
  • Funds reported $107M of PennantPark Floating Rate Capital stock for Q2 2022, down 4.9% quarter-over-quarter.
  • 17 funds opened new PennantPark Floating Rate Capital positions in Q2 2022 and 9 closed out, a net change of +8 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q2 2022 was Altshuler Shaham, an estimated $23.5M added.
  • The largest PennantPark Floating Rate Capital seller in Q2 2022 was VanEck Associates, an estimated $4.39M sold.

Based on aggregated 13F filings for Q2 2022.