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PennantPark Floating Rate Capital
PFLT

81 hedge funds and large institutions have $95.5M invested in PennantPark Floating Rate Capital in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 20 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

846% more call options, than puts

Call options by funds: $757K | Put options by funds: $80K

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

8% more funds holding

Funds holding: 75 → 81 (+6)

2% less capital invested

Capital invested by funds: $97.4M → $95.5M (-$1.96M)

6.34% less ownership

Funds ownership: 30.03% → 23.7% (-6.3%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

33% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 30

Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
1.43%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
19
Increased
20
Reduced
30
Closed
12
Calls
$757K
Puts
$80K
Net Calls
+$677K
Net Calls Change
-$90K

Top Buyers

Rank Fund Capital Flow
1
Two Sigma Investments
Two Sigma Investments
New York
+$1.52M
2
SIS
Sound Income Strategies
Florida
+$1.36M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.34M
4
ECM
ExodusPoint Capital Management
New York
+$756K
5
VanEck Associates
VanEck Associates
New York
+$739K

Top Sellers

Rank Fund Capital Flow
1
AS
Altshuler Shaham
Israel
-$15.8M
2
LCP
LGT Capital Partners
Switzerland
-$4.18M
3
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$1.04M
4
WFI
West Family Investments
California
-$781K
5
PRCP
Pacific Ridge Capital Partners
Oregon
-$631K
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$839K -$80K -8,453 -10%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$797K – – –
CL
28
CSS LLC
Illinois
$627K -$344K -36,388 -38%
Acadian Asset Management
29
Acadian Asset Management
Massachusetts
$566K -$1.04M -110,345 -67%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$494K -$37.6K -3,969 -8%
Russell Investments Group
31
Russell Investments Group
United Kingdom
$471K +$424K +44,800 New
Neuberger Berman Group
32
Neuberger Berman Group
New York
$468K +$421K +44,468 New
WS
33
Wedbush Securities
California
$458K +$16K +1,694 +4%
TC
34
TownSquare Capital
Utah
$456K +$11.8K +1,251 +3%
OIA
35
Optimum Investment Advisors
Illinois
$447K +$84.3K +8,903 +27%
VEA
36
Virtus ETF Advisers
New York
$423K -$213K -22,553 -36%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$417K -$10.7K -1,128 -3%
UBS Group
38
UBS Group
Switzerland
$393K -$595K -62,835 -63%
Citadel Advisors
39
Citadel Advisors
Florida
$392K +$352K +37,208 New
LPL Financial
40
LPL Financial
California
$385K -$87K -9,186 -20%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$349K +$314K +33,122 New
SFI
42
Susquehanna Fundamental Investments
Pennsylvania
$346K +$311K +32,880 New
AWM
43
AE Wealth Management
Kansas
$345K +$12.6K +1,327 +4%
Millennium Management
44
Millennium Management
New York
$330K +$296K +31,297 New
IAIM
45
International Assets Investment Management
Florida
$279K – – –
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$251K +$14.4K +1,524 +7%
TFA
47
Teamwork Financial Advisors
Texas
$244K +$32.6K +3,440 +17%
AIM
48
Aigen Investment Management
New York
$242K -$15.4K -1,628 -7%
JP Morgan Chase
49
JP Morgan Chase
New York
$231K +$25.6K +2,707 +14%
DTL
50
Dynamic Technology Lab
Singapore
$231K +$208K +21,964 New
1
2
3 4

PFLT Hedge Fund Activity: Q4 2020 in Review

81 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2020, worth a combined $95.5M — down 2% from $97.4M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PFLT positions and 12 closed out — a net gain of 7 holders — while 20 added to existing stakes and 30 trimmed.

The largest buyer was Two Sigma Investments, adding an estimated $1.52M. The largest seller was Altshuler Shaham, exiting entirely with an estimated $15.8M sold.

  • 81 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2020, up from 75 in Q3 2020.
  • Funds reported $95.5M of PennantPark Floating Rate Capital stock for Q4 2020, down 2% quarter-over-quarter.
  • 19 funds opened new PennantPark Floating Rate Capital positions in Q4 2020 and 12 closed out, a net change of +7 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2020 was Two Sigma Investments, an estimated $1.52M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2020 was Altshuler Shaham, an estimated $15.8M sold.

Based on aggregated 13F filings for Q4 2020.