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PennantPark Floating Rate Capital
PFLT

107 hedge funds and large institutions have $178M invested in PennantPark Floating Rate Capital in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

11% more funds holding

Funds holding: 96 → 107 (+11)

7% more capital invested

Capital invested by funds: $166M → $178M (+$12.4M)

0.79% more ownership

Funds ownership: 37.04% → 37.83% (+0.79%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $4K

Holders
107
Holders Change
+11
Holders Change %
+11.46%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
22
Increased
31
Reduced
33
Closed
11
Calls
–
Puts
$4K
Net Calls
-$4K
Net Calls Change
-$9K

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$3.84M
2
SIS
Sound Income Strategies
Florida
+$3.08M
3
LCP
LGT Capital Partners
Switzerland
+$1.42M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$989K
5
VanEck Associates
VanEck Associates
New York
+$987K

Top Sellers

Rank Fund Capital Flow
1
PC
Polar Capital
United Kingdom
-$3.4M
2
RVPG
Relative Value Partners Group
-$2.27M
3
PAIM
Punch & Associates Investment Management
Minnesota
-$1.38M
4
MC
Muzinich & Co
New York
-$1.19M
5
AA
Ancora Advisors
Ohio
-$777K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$1.83M +$38.2K +3,214 +2%
KCM
27
Kennedy Capital Management
Missouri
$1.83M -$82.5K -6,948 -4%
Acadian Asset Management
28
Acadian Asset Management
Massachusetts
$1.74M +$781K +65,789 +85%
RVPG
29
Relative Value Partners Group
$1.63M -$2.27M -191,266 -59%
RA
30
Resource America
New York
$1.58M – – –
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$1.49M – – –
GIM
32
Greenwich Investment Management
Connecticut
$1.39M -$65.2K -5,490 -5%
OAM
33
Oxford Asset Management
United Kingdom
$1.25M +$938K +78,990 +334%
RIG
34
Roosevelt Investment Group
New York
$1.24M -$127K -10,724 -10%
TFCM
35
Taylor Frigon Capital Management
Arizona
$1.23M -$15.4K -1,296 -1%
Stifel Financial
36
Stifel Financial
Missouri
$1.18M -$508K -42,795 -31%
CL
37
CSS LLC
Illinois
$1.17M – – –
MCM
38
McKinley Capital Management
Alaska
$1.15M -$2.44K -205 -0.2%
Marshall Wace
39
Marshall Wace
United Kingdom
$991K +$966K +81,327 New
AR
40
Advisory Research
Illinois
$882K -$257K -21,667 -23%
Wells Fargo
41
Wells Fargo
California
$746K -$115K -9,709 -14%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$703K -$114K -9,606 -14%
Citadel Advisors
43
Citadel Advisors
Florida
$667K -$43.8K -3,684 -6%
YCM
44
Yakira Capital Management
Connecticut
$662K – – –
P
45
&Partners
Tennessee
$651K -$39.7K -3,340 -6%
California Public Employees Retirement System
46
California Public Employees Retirement System
California
$645K +$403K +33,958 +178%
WA
47
Wambolt & Associates
Colorado
$642K +$11.1K +934 +2%
OIA
48
Optimum Investment Advisors
Illinois
$620K -$16.2K -1,367 -3%
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$591K +$101K +8,533 +21%
Aberdeen Group
50
Aberdeen Group
United Kingdom
$562K – – –
1
2
3 4 5

PFLT Hedge Fund Activity: Q4 2019 in Review

107 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2019, worth a combined $178M — up 7.5% from $166M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new PFLT positions and 11 closed out — a net gain of 11 holders — while 31 added to existing stakes and 33 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $3.84M. The largest seller was Polar Capital, cutting an estimated $3.4M.

  • 107 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2019, up from 96 in Q3 2019.
  • Funds reported $178M of PennantPark Floating Rate Capital stock for Q4 2019, up 7.5% quarter-over-quarter.
  • 22 funds opened new PennantPark Floating Rate Capital positions in Q4 2019 and 11 closed out, a net change of +11 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2019 was Arrowstreet Capital, an estimated $3.84M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2019 was Polar Capital, an estimated $3.4M sold.

Based on aggregated 13F filings for Q4 2019.