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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

96 hedge funds and large institutions have $166M invested in PennantPark Floating Rate Capital in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
12
Increased
33
Reduced
31
Closed
10
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$56K

Top Buyers

1
SIS
1
Sound Income Strategies
Florida
$21.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$1.82M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$2.23M
4
VEA
4
Virtus ETF Advisers
New York
$3.97M
5
Millennium Management
5
Millennium Management
New York
$599K

Top Sellers

1
LCP
1
LGT Capital Partners
Switzerland
$9.57M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$4.14M
3
MC
3
Muzinich & Co
New York
$4.67M
4
RA
4
Resource America
New York
$1.51M
5
Stifel Financial
5
Stifel Financial
Missouri
$1.63M
Name Holding Trade Value Shares
Change 		Shares
Change %
Two Sigma Advisers
26
Two Sigma Advisers
New York
$1.82M +$1.48M +127,300 +426%
HighTower Advisors
27
HighTower Advisors
Illinois
$1.71M +$208K +17,970 +14%
PA
28
PFG Advisors
Arizona
$1.67M +$18.7K +1,640 +1%
Stifel Financial
29
Stifel Financial
Missouri
$1.63M -$706K -60,643 -30%
RA
30
Resource America
New York
$1.51M -$853K -73,535 -36%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$1.42M – – –
GIM
32
Greenwich Investment Management
Connecticut
$1.39M -$281K -24,250 -17%
RIG
33
Roosevelt Investment Group
New York
$1.3M +$214K +18,442 +20%
TFCM
34
Taylor Frigon Capital Management
Arizona
$1.19M -$57.1K -4,924 -5%
CL
35
CSS LLC
Illinois
$1.11M – – –
MCM
36
McKinley Capital Management
Alaska
$1.1M -$145K -12,464 -12%
AR
37
Advisory Research
Illinois
$1.09M -$6.97K -601 -0.6%
Acadian Asset Management
38
Acadian Asset Management
Massachusetts
$894K -$185K -15,907 -17%
Wells Fargo
39
Wells Fargo
California
$823K -$92.6K -7,976 -10%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$781K -$178K -15,322 -19%
AA
41
Ancora Advisors
Ohio
$777K +$197K +17,000 +34%
Citadel Advisors
42
Citadel Advisors
Florida
$678K +$544K +46,914 +407%
P
43
&Partners
Tennessee
$659K -$12.6K -1,090 -2%
YCM
44
Yakira Capital Management
Connecticut
$630K – – –
GC
45
Guggenheim Capital
Illinois
$623K +$29.6K +2,556 +5%
OIA
46
Optimum Investment Advisors
Illinois
$606K +$10.8K +934 +2%
WA
47
Wambolt & Associates
Colorado
$601K -$38K -3,273 -6%
Millennium Management
48
Millennium Management
New York
$599K +$599K +51,648 New
Aberdeen Group
49
Aberdeen Group
United Kingdom
$535K – – –
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$464K +$143K +12,340 +45%
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