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PennantPark Floating Rate Capital
PFLT

96 hedge funds and large institutions have $166M invested in PennantPark Floating Rate Capital in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

2% more funds holding

Funds holding: 94 → 96 (+2)

6% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 31

1% more capital invested

Capital invested by funds: $164M → $166M (+$1.38M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.27% less ownership

Funds ownership: 37.3% → 37.04% (-0.27%)

Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
12
Increased
33
Reduced
31
Closed
10
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$56K

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$3.13M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.48M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.24M
4
VEA
Virtus ETF Advisers
New York
+$622K
5
Millennium Management
Millennium Management
New York
+$599K

Top Sellers

Rank Fund Capital Flow
1
LCP
LGT Capital Partners
Switzerland
-$3.42M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$2.37M
3
MC
Muzinich & Co
New York
-$938K
4
RA
Resource America
New York
-$852K
5
Stifel Financial
Stifel Financial
Missouri
-$703K
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Advisers
26
Two Sigma Advisers
New York
$1.82M +$1.48M +127,300 +426%
HighTower Advisors
27
HighTower Advisors
Illinois
$1.71M +$208K +17,970 +14%
PA
28
PFG Advisors
Arizona
$1.67M +$19K +1,640 +1%
Stifel Financial
29
Stifel Financial
Missouri
$1.63M -$703K -60,643 -30%
RA
30
Resource America
New York
$1.51M -$852K -73,535 -36%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$1.42M – – –
GIM
32
Greenwich Investment Management
Connecticut
$1.39M -$281K -24,250 -17%
RIG
33
Roosevelt Investment Group
New York
$1.3M +$214K +18,442 +20%
TFCM
34
Taylor Frigon Capital Management
Arizona
$1.19M -$57.1K -4,924 -5%
CL
35
CSS LLC
Illinois
$1.11M – – –
MCM
36
McKinley Capital Management
Alaska
$1.1M -$144K -12,464 -12%
AR
37
Advisory Research
Illinois
$1.09M -$6.97K -601 -0.6%
Acadian Asset Management
38
Acadian Asset Management
Massachusetts
$894K -$184K -15,907 -17%
Wells Fargo
39
Wells Fargo
California
$823K -$92.5K -7,976 -10%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$781K -$178K -15,322 -19%
AA
41
Ancora Advisors
Ohio
$777K +$197K +17,000 +34%
Citadel Advisors
42
Citadel Advisors
Florida
$678K +$544K +46,914 +407%
P
43
&Partners
Tennessee
$659K -$12.6K -1,090 -2%
YCM
44
Yakira Capital Management
Connecticut
$630K – – –
GC
45
Guggenheim Capital
Illinois
$623K +$29.6K +2,556 +5%
OIA
46
Optimum Investment Advisors
Illinois
$606K +$10.8K +934 +2%
WA
47
Wambolt & Associates
Colorado
$601K -$37.9K -3,273 -6%
Millennium Management
48
Millennium Management
New York
$599K +$599K +51,648 New
Aberdeen Group
49
Aberdeen Group
United Kingdom
$535K – – –
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$464K +$143K +12,340 +45%
1
2
3 4 5

PFLT Hedge Fund Activity: Q3 2019 in Review

96 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q3 2019, worth a combined $166M — up 0.84% from $164M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFLT positions and 10 closed out — a net gain of 2 holders — while 33 added to existing stakes and 31 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $3.13M. The largest seller was LGT Capital Partners, cutting an estimated $3.42M.

  • 96 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q3 2019, up from 94 in Q2 2019.
  • Funds reported $166M of PennantPark Floating Rate Capital stock for Q3 2019, up 0.84% quarter-over-quarter.
  • 12 funds opened new PennantPark Floating Rate Capital positions in Q3 2019 and 10 closed out, a net change of +2 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q3 2019 was Sound Income Strategies, an estimated $3.13M added.
  • The largest PennantPark Floating Rate Capital seller in Q3 2019 was LGT Capital Partners, an estimated $3.42M sold.

Based on aggregated 13F filings for Q3 2019.