We are live on ! Find out more
PFL

PIMCO Income Strategy Fund
PFL

44 hedge funds and large institutions have $44M invested in PIMCO Income Strategy Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

5% more funds holding

Funds holding: 42 → 44 (+2)

4% more capital invested

Capital invested by funds: $42.4M → $44M (+$1.65M)

0.11% less ownership

Funds ownership: 13.3% → 13.19% (-0.11%)

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HK
Horizon Kinetics
New York
+$1.21M
2
Invesco
Invesco
Georgia
+$898K
3
GC
Guggenheim Capital
Illinois
+$889K
4
Creative Planning
Creative Planning
Kansas
+$320K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$266K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$1.69M
2
RCM
Rivernorth Capital Management
Florida
-$1.13M
3
MFS
MSI Financial Services
Massachusetts
-$805K
4
Citigroup
Citigroup
New York
-$297K
5
N
Nuveen
North Carolina
-$241K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$201K +$14.4K +1,199 +8%
CA
27
Cetera Advisors
Colorado
$127K – – –
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$124K – – –
BFEC
29
Benjamin F. Edwards & Company
Missouri
$121K -$11.9K -990 -9%
Ameriprise
30
Ameriprise
Minnesota
$107K -$903 -75 -0.9%
BRWA
31
B. Riley Wealth Advisors
Florida
$98.7K – – –
CAPTRUST Financial Advisors
32
CAPTRUST Financial Advisors
North Carolina
$75K -$14.5K -1,200 -16%
AllianceBernstein
33
AllianceBernstein
Tennessee
$54K +$53K +4,400 New
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$30K – – –
AIG
35
American International Group
New York
$28.8K – – –
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$28K – – –
Citigroup
37
Citigroup
New York
$27K -$297K -24,622 -92%
NES
38
New England Securities
New York
$20K – – –
US Bancorp
39
US Bancorp
Minnesota
$16K – – –
DADC
40
D.A. Davidson & Co
Montana
$12K – – –
SFSIG
41
San Francisco Sentry Investment Group
California
$12K – – –
WA
42
WFG Advisors
Texas
$12K +$12K +1,000 New
TRCT
43
Tower Research Capital (TRC)
New York
$8K +$8.19K +680 New
MFS
44
MSI Financial Services
Massachusetts
$5K -$805K -66,807 -99%
Barclays
45
Barclays
United Kingdom
– -$52K -4,700 Closed
FFC
46
First Financial Corp
Indiana
– -$15K -1,250 Closed
1
2

PFL Hedge Fund Activity: Q2 2014 in Review

44 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q2 2014, worth a combined $44M — up 3.9% from $42.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFL positions and 2 closed out — a net gain of 2 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was Horizon Kinetics, adding an estimated $1.21M. The largest seller was Shaker Financial Services, cutting an estimated $1.69M.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q2 2014, up from 42 in Q1 2014.
  • Funds reported $44M of PIMCO Income Strategy Fund stock for Q2 2014, up 3.9% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q2 2014 and 2 closed out, a net change of +2 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q2 2014 was Horizon Kinetics, an estimated $1.21M added.
  • The largest PIMCO Income Strategy Fund seller in Q2 2014 was Shaker Financial Services, an estimated $1.69M sold.

Based on aggregated 13F filings for Q2 2014.