NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

59 hedge funds and large institutions have $67.1M invested in Virtus Convertible & Income Fund in 2015 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
17
Increased
22
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$3.66M
2
GC
Guggenheim Capital
Illinois
+$3.04M
3
DA
Doliver Advisors
Texas
+$2.22M
4
PPA
Parametric Portfolio Associates
Washington
+$1.92M
5
CA
Cornerstone Advisors
North Carolina
+$1.74M

Top Sellers

1
LPL Financial
LPL Financial
California
-$5.37M
2
IH
IFC Holdings
Florida
-$3.21M
3
UBS Group
UBS Group
Switzerland
-$1.46M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.01M
5
OA
Oxbow Advisors
Texas
-$967K
Name Holding Trade Value Shares
Change 		Shares
Change %
VFS
26
VSR Financial Services
Kansas
$210K +$3.64K +156 +2%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$203K -$113K -4,856 -36%
Invesco
28
Invesco
Georgia
$203K -$65.8K -2,819 -24%
ICAS
29
Investors Capital Advisory Services
Massachusetts
$197K – – –
Creative Planning
30
Creative Planning
Kansas
$175K +$44.5K +1,911 +34%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$152K +$6.72K +286 +5%
PAG
32
Private Advisor Group
New Jersey
$151K +$3.58K +154 +2%
CDH
33
Charles D. Hyman
$126K – – –
CWM
34
Concert Wealth Management
California
$121K – – –
NPC
35
National Planning Corporation
California
$118K +$118K +4,571 New
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$116K +$116K +4,991 New
BRWA
37
B. Riley Wealth Advisors
Florida
$93K +$5.95K +254 +7%
VC
38
Vicus Capital
Pennsylvania
$87K -$79.1K -3,405 -48%
CRC
39
Curi RMB Capital
Illinois
$85K +$85K +3,640 New
CA
40
Cetera Advisors
Colorado
$81K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$81K +$1.72K +74 +2%
PMG
42
ProVise Management Group
Florida
$67K – – –
BA
43
BlackRock Advisors
Delaware
$63K +$63K +2,689 New
Citadel Advisors
44
Citadel Advisors
Florida
$60K +$60K +2,556 New
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$58K – – –
BCM
46
Brookstone Capital Management
Illinois
$40K +$40K +1,708 New
Deutsche Bank
47
Deutsche Bank
Germany
$33K -$80K -3,563 -71%
NFG
48
Next Financial Group
Texas
$31K -$8.61K -375 -22%
SF
49
Synovus Financial
Georgia
$20K +$690 +30 +4%
RIA
50
Regal Investment Advisors
Michigan
$17K +$6.22K +274 +58%
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2
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