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NCV

Virtus Convertible & Income Fund

59 hedge funds and large institutions have $67.1M invested in Virtus Convertible & Income Fund in 2015 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

83% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 12

18% more funds holding

Funds holding: 5059 (+9)

0.5% more ownership

Funds ownership: 2.78%3.28% (+0.5%)

15% less capital invested

Capital invested by funds: $79.4M → $67.1M (-$12.2M)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
22
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VFS
26
VSR Financial Services
Kansas
$210K +$4.47K +156 +2%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$203K -$139K -4,856 -36%
Invesco
28
Invesco
Georgia
$203K -$80.8K -2,819 -24%
ICAS
29
Investors Capital Advisory Services
Massachusetts
$197K
Creative Planning
30
Creative Planning
Kansas
$175K +$54.8K +1,911 +34%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$152K +$8.2K +286 +5%
PAG
32
Private Advisor Group
New Jersey
$151K +$4.41K +154 +2%
CDH
33
Charles D. Hyman
$126K
CWM
34
Concert Wealth Management
California
$121K
NPC
35
National Planning Corporation
California
$118K +$131K +4,571 New
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$116K +$143K +4,991 New
BRWA
37
B. Riley Wealth Advisors
Florida
$93K +$7.28K +254 +7%
VC
38
Vicus Capital
Pennsylvania
$87K -$97.6K -3,405 -48%
CRC
39
Curi RMB Capital
Illinois
$85K +$104K +3,640 New
CA
40
Cetera Advisors
Colorado
$81K
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$81K +$2.12K +74 +2%
PMG
42
ProVise Management Group
Florida
$67K
BA
43
BlackRock Advisors
Delaware
$63K +$77.1K +2,689 New
Citadel Advisors
44
Citadel Advisors
Florida
$60K +$73.2K +2,556 New
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$58K
BCM
46
Brookstone Capital Management
Illinois
$40K +$48.9K +1,708 New
Deutsche Bank
47
Deutsche Bank
Germany
$33K -$102K -3,563 -71%
NFG
48
Next Financial Group
Texas
$31K -$10.7K -375 -22%
SF
49
Synovus Financial
Georgia
$20K +$860 +30 +4%
RIA
50
Regal Investment Advisors
Michigan
$17K +$7.85K +274 +58%

NCV Hedge Fund Activity: Q3 2015 in Review

59 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund (NCV) for Q3 2015, worth a combined $67.1M — down 15% from $79.4M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NCV positions and 8 closed out — a net gain of 9 holders — while 22 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.49M. The largest seller was LPL Financial, cutting an estimated $6.52M.

  • 59 institutional investors held Virtus Convertible & Income Fund (NCV) as of Q3 2015, up from 50 in Q2 2015.
  • Funds reported $67.1M of Virtus Convertible & Income Fund stock for Q3 2015, down 15% quarter-over-quarter.
  • 17 funds opened new Virtus Convertible & Income Fund positions in Q3 2015 and 8 closed out, a net change of +9 holders.
  • The largest Virtus Convertible & Income Fund buyer in Q3 2015 was Wells Fargo, an estimated $4.49M added.
  • The largest Virtus Convertible & Income Fund seller in Q3 2015 was LPL Financial, an estimated $6.52M sold.

Based on aggregated 13F filings for Q3 2015.