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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

19 hedge funds and large institutions have $12.3M invested in Neuberger Berman California Municipal Fund Inc. in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

12% more funds holding

Funds holding: 1719 (+2)

30% less capital invested

Capital invested by funds: $17.7M → $12.3M (-$5.38M)

70% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 10

Holders
19
Holders Change
+2
Holders Change %
+11.76%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$2.51M -$26.1K -1,966 -1%
AAM
2
Advisors Asset Management
Colorado
$1.98M -$63.6K -4,790 -3%
SIA
3
Sit Investment Associates
Minnesota
$1.71M +$1M +75,389 +150%
Wells Fargo
4
Wells Fargo
California
$1.62M -$30K -2,263 -2%
FFA
5
First Foundation Advisors
California
$1.16M -$131K -9,846 -10%
Invesco
6
Invesco
Georgia
$991K -$213K -16,074 -18%
Morgan Stanley
7
Morgan Stanley
New York
$609K +$52.3K +3,936 +10%
WAM
8
Wolverine Asset Management
Illinois
$378K -$279K -21,036 -43%
UBS Group
9
UBS Group
Switzerland
$321K -$81.1K -6,110 -21%
LCM
10
Landscape Capital Management
New Jersey
$319K -$153K -11,563 -33%
MIG
11
Mariner Investment Group
New York
$190K -$230K -17,323 -55%
PAG
12
Private Advisor Group
New Jersey
$167K +$163K +12,275 New
IC
13
Intersect Capital
California
$150K +$146K +11,000 New
PWM
14
Perigon Wealth Management
California
$136K +$133K +10,000 New
Bank of America
15
Bank of America
North Carolina
$41K -$7.42K -559 -15%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$16K
RCM
17
Rivernorth Capital Management
Florida
$5.98K +$291K +21,912 +5%
MWM
18
Merriman Wealth Management
Washington
$1.62K +$160K +12,017 New
Deutsche Bank
19
Deutsche Bank
Germany
$1K +$1.13K +85 New
AC
20
Almitas Capital
California
-$243K -18,649 Closed
RJA
21
Raymond James & Associates
Florida
-$173K -13,248 Closed
LPL Financial
22
LPL Financial
California
-$170K -13,013 Closed

NBW Hedge Fund Activity: Q2 2019 in Review

19 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q2 2019, worth a combined $12.3M — down 30% from $17.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NBW positions and 3 closed out — a net gain of 2 holders — while 3 added to existing stakes and 10 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1M. The largest seller was Wolverine Asset Management, cutting an estimated $279K.

  • 19 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q2 2019, up from 17 in Q1 2019.
  • Funds reported $12.3M of Neuberger Berman California Municipal Fund Inc. stock for Q2 2019, down 30% quarter-over-quarter.
  • 5 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q2 2019 and 3 closed out, a net change of +2 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q2 2019 was Sit Investment Associates, an estimated $1M added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q2 2019 was Wolverine Asset Management, an estimated $279K sold.

Based on aggregated 13F filings for Q2 2019.