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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

22 hedge funds and large institutions have $14.3M invested in Neuberger Berman California Municipal Fund Inc. in 2020 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

22% more funds holding

Funds holding: 1822 (+4)

2% more capital invested

Capital invested by funds: $14.1M → $14.3M (+$213K)

40% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 5

Holders
22
Holders Change
+4
Holders Change %
+22.22%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
3
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$2.83M
FFA
2
First Foundation Advisors
California
$2.24M +$60.7K +4,851 +3%
Wells Fargo
3
Wells Fargo
California
$1.74M +$109K +8,693 +7%
AAM
4
Advisors Asset Management
Colorado
$1.63M -$106K -8,463 -6%
VCM
5
Vivaldi Capital Management
Illinois
$1.4M +$178K +14,214 +16%
SCM
6
Saba Capital Management
New York
$755K -$90.9K -7,259 -11%
Invesco
7
Invesco
Georgia
$644K -$80.4K -6,424 -11%
Morgan Stanley
8
Morgan Stanley
New York
$512K -$18.9K -1,512 -4%
CRC
9
Curi RMB Capital
Illinois
$429K +$417K +33,342 New
WAM
10
Wolverine Asset Management
Illinois
$421K +$410K +32,732 New
UBS Group
11
UBS Group
Switzerland
$376K -$13.2K -1,056 -3%
ACA
12
Ackerman Capital Advisors
Texas
$337K +$328K +26,200 New
KIM
13
Karpus Investment Management
New York
$216K +$211K +16,822 New
WS
14
Wedbush Securities
California
$215K
MC
15
Matisse Capital
Oregon
$177K +$173K +13,794 New
PAG
16
Private Advisor Group
New Jersey
$158K
IC
17
Intersect Capital
California
$142K
EW
18
Evoke Wealth
California
$84K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$15K
Bank of America
20
Bank of America
North Carolina
$12K
CAN
21
Cetera Advisor Networks
California
$11K +$10.4K +833 New
RCM
22
Rivernorth Capital Management
Florida
-$950K -72,214 Closed
DI
23
Diligent Investors
California
-$132K -10,012 Closed
PWM
24
Perigon Wealth Management
California
-$128K -10,000 Closed
Fidelity Investments
25
Fidelity Investments
Massachusetts
+$13 +1 New

NBW Hedge Fund Activity: Q2 2020 in Review

22 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q2 2020, worth a combined $14.3M — up 1.5% from $14.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NBW positions and 3 closed out — a net gain of 4 holders — while 3 added to existing stakes and 5 trimmed.

The largest buyer was Curi RMB Capital, opening a new position worth an estimated $417K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $950K sold.

  • 22 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q2 2020, up from 18 in Q1 2020.
  • Funds reported $14.3M of Neuberger Berman California Municipal Fund Inc. stock for Q2 2020, up 1.5% quarter-over-quarter.
  • 7 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q2 2020 and 3 closed out, a net change of +4 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q2 2020 was Curi RMB Capital, an estimated $417K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q2 2020 was Rivernorth Capital Management, an estimated $950K sold.

Based on aggregated 13F filings for Q2 2020.