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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

20 hedge funds and large institutions have $14.3M invested in Neuberger Berman California Municipal Fund Inc. in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $14.3M → $14.3M (-$7K)

9% less funds holding

Funds holding: 2220 (-2)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$2.19M -$63.8K -4,818 -3%
Wells Fargo
2
Wells Fargo
California
$1.82M +$75.6K +5,712 +4%
AAM
3
Advisors Asset Management
Colorado
$1.78M +$150K +11,362 +9%
KAS
4
Kestra Advisory Services
Texas
$1.26M +$1.29M +97,384 New
VCM
5
Vivaldi Capital Management
Illinois
$1.24M -$129K -9,742 -9%
SCM
6
Saba Capital Management
New York
$713K -$48.3K -3,650 -6%
SIA
7
Sit Investment Associates
Minnesota
$671K -$2.23M -168,363 -76%
Invesco
8
Invesco
Georgia
$610K -$39.4K -2,981 -6%
MC
9
Matisse Capital
Oregon
$571K +$401K +30,306 +220%
KIM
10
Karpus Investment Management
New York
$542K +$332K +25,100 +149%
UBS Group
11
UBS Group
Switzerland
$508K +$134K +10,101 +35%
EW
12
Evoke Wealth
California
$476K +$399K +30,178 +466%
CRC
13
Curi RMB Capital
Illinois
$427K -$4.38K -331 -1%
WAM
14
Wolverine Asset Management
Illinois
$414K -$9.67K -731 -2%
ACA
15
Ackerman Capital Advisors
Texas
$405K +$67.5K +5,098 +19%
Morgan Stanley
16
Morgan Stanley
New York
$376K -$142K -10,751 -27%
PAG
17
Private Advisor Group
New Jersey
$159K
IC
18
Intersect Capital
California
$142K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$16K
Bank of America
20
Bank of America
North Carolina
$12K
WS
21
Wedbush Securities
California
-$215K -16,720 Closed
CAN
22
Cetera Advisor Networks
California
-$11K -833 Closed

NBW Hedge Fund Activity: Q3 2020 in Review

20 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q3 2020, worth a combined $14.3M — down 0.05% from $14.3M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NBW and 1 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 7 added.

The largest buyer was Matisse Capital, adding an estimated $401K. The largest seller was Sit Investment Associates, cutting an estimated $2.23M.

  • 20 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q3 2020, down from 22 in Q2 2020.
  • Funds reported $14.3M of Neuberger Berman California Municipal Fund Inc. stock for Q3 2020, down 0.05% quarter-over-quarter.
  • 1 fund opened new Neuberger Berman California Municipal Fund Inc. positions in Q3 2020 and 3 closed out, a net change of -2 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q3 2020 was Matisse Capital, an estimated $401K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q3 2020 was Sit Investment Associates, an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2020.