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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

17 hedge funds and large institutions have $17.7M invested in Neuberger Berman California Municipal Fund Inc. in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $15.3M → $17.7M (+$2.38M)

6% less funds holding

Funds holding: 1817 (-1)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
17
Holders Change
-1
Holders Change %
-5.56%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
3
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$5.45M +$1.6M +126,294 +43%
SCM
2
Saba Capital Management
New York
$2.43M +$299K +23,554 +14%
AAM
3
Advisors Asset Management
Colorado
$1.96M -$59K -4,654 -3%
Wells Fargo
4
Wells Fargo
California
$1.58M -$42.1K -3,323 -3%
FFA
5
First Foundation Advisors
California
$1.24M +$287K +22,661 +31%
Invesco
6
Invesco
Georgia
$1.16M -$83.4K -6,577 -7%
SIA
7
Sit Investment Associates
Minnesota
$656K +$638K +50,316 New
WAM
8
Wolverine Asset Management
Illinois
$636K -$55.6K -4,385 -8%
Morgan Stanley
9
Morgan Stanley
New York
$532K -$19.8K -1,558 -4%
LCM
10
Landscape Capital Management
New Jersey
$457K -$111K -8,763 -20%
MIG
11
Mariner Investment Group
New York
$408K
UBS Group
12
UBS Group
Switzerland
$387K -$51.4K -4,053 -12%
AC
13
Almitas Capital
California
$243K -$6.79K -535 -3%
RJA
14
Raymond James & Associates
Florida
$173K
LPL Financial
15
LPL Financial
California
$170K -$634 -50 -0.4%
IC
16
Intersect Capital
California
$143K
Bank of America
17
Bank of America
North Carolina
$47K -$49.3K -3,884 -52%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$16K -$25.7K -2,024 -63%
MC
19
Matisse Capital
Oregon
-$751K -61,952 Closed
CRC
20
Curi RMB Capital
Illinois
-$355K -29,314 Closed

NBW Hedge Fund Activity: Q1 2019 in Review

17 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q1 2019, worth a combined $17.7M — up 16% from $15.3M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of NBW and 1 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 3 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $1.6M. The largest seller was Matisse Capital, exiting entirely with an estimated $751K sold.

  • 17 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q1 2019, down from 18 in Q4 2018.
  • Funds reported $17.7M of Neuberger Berman California Municipal Fund Inc. stock for Q1 2019, up 16% quarter-over-quarter.
  • 1 fund opened new Neuberger Berman California Municipal Fund Inc. positions in Q1 2019 and 2 closed out, a net change of -1 holder.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q1 2019 was Rivernorth Capital Management, an estimated $1.6M added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q1 2019 was Matisse Capital, an estimated $751K sold.

Based on aggregated 13F filings for Q1 2019.