Neuberger Berman California Municipal Fund Inc.
NBW was delisted on the 20th of October, 2023.
12 hedge funds and large institutions have $5.74M invested in Neuberger Berman California Municipal Fund Inc. in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and closing their positions.
50% more funds holding
Funds holding: 8 → 12 (+4)
1% more capital invested
Capital invested by funds: $5.68M → $5.74M (+$58K)
25% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$425K |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$243K |
| 3 |
LPL Financial
San Diego,
California
|
+$235K |
| 4 |
JMPWA
JP Morgan Private Wealth Advisors
San Francisco,
California
|
+$224K |
| 5 |
VKH
Virtu KCG Holdings
New York
|
+$177K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$582K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$347K |
| 3 |
Morgan Stanley
New York
|
-$45.1K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$702 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Invesco
Atlanta,
Georgia
| $2.47M | -$582K | -41,513 | -19% |
|
|
U
2
UBS
Zurich,
Switzerland
| $1.34M | +$425K | +30,311 | +46% |
|
|
GC
3
Guggenheim Capital
Chicago,
Illinois
| $394K | +$243K | +17,289 | +156% |
|
|
4
Morgan Stanley
New York
| $339K | -$45.1K | -3,217 | -12% |
|
5
Wells Fargo
San Francisco,
California
| $234K | +$14 | +1 | +0% |
|
|
6
LPL Financial
San Diego,
California
| $232K | +$235K | +16,738 | New |
|
|
JMPWA
7
JP Morgan Private Wealth Advisors
San Francisco,
California
| $222K | +$224K | +15,985 | New |
|
|
ICOA
8
Investment Centers of America
Bismarck,
North Dakota
| $215K | – | – | – |
|
|
VKH
9
Virtu KCG Holdings
New York
| $175K | +$177K | +12,626 | New |
|
|
10
Bank of America
Charlotte,
North Carolina
| $118K | -$347K | -24,700 | -74% |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $1K | -$702 | -50 | -50% |
|
12
Citigroup
New York
| $1K | +$1.05K | +75 | New |
|
NBW Hedge Fund Activity: Q4 2013 in Review
12 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q4 2013, worth a combined $5.74M — up 1% from $5.68M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new NBW positions and 0 closed out — a net gain of 4 holders — while 3 added to existing stakes and 4 trimmed.
The largest buyer was UBS, adding an estimated $425K. The largest seller was Invesco, cutting an estimated $582K.
- 12 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q4 2013, up from 8 in Q3 2013.
- Funds reported $5.74M of Neuberger Berman California Municipal Fund Inc. stock for Q4 2013, up 1% quarter-over-quarter.
- 4 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q4 2013 and 0 closed out, a net change of +4 holders.
- The largest Neuberger Berman California Municipal Fund Inc. buyer in Q4 2013 was UBS, an estimated $425K added.
- The largest Neuberger Berman California Municipal Fund Inc. seller in Q4 2013 was Invesco, an estimated $582K sold.
Based on aggregated 13F filings for Q4 2013.