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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

21 hedge funds and large institutions have $14.7M invested in Neuberger Berman California Municipal Fund Inc. in 2022 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% less capital invested

Capital invested by funds: $16.5M → $14.7M (-$1.82M)

19% less funds holding

Funds holding: 2621 (-5)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
21
Holders Change
-5
Holders Change %
-19.23%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
7
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$2.87M +$260K +19,866 +9%
AAM
2
Advisors Asset Management
Colorado
$1.99M -$177K -13,513 -8%
Wells Fargo
3
Wells Fargo
California
$1.43M -$109K -8,309 -7%
MC
4
Matisse Capital
Oregon
$1.01M -$27.5K -2,100 -2%
GC
5
Guggenheim Capital
Illinois
$991K +$666K +50,949 +169%
KIM
6
Karpus Investment Management
New York
$948K
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$833K -$4.16K -318 -0.5%
BI
8
Bulldog Investors
New Jersey
$833K +$892K +68,191 New
UBS Group
9
UBS Group
Switzerland
$782K +$165K +12,584 +24%
VCM
10
Vivaldi Capital Management
Illinois
$610K -$430K -32,853 -38%
EW
11
Evoke Wealth
California
$543K
SCM
12
Saba Capital Management
New York
$451K
Morgan Stanley
13
Morgan Stanley
New York
$405K -$14K -1,070 -3%
FFA
14
First Foundation Advisors
California
$261K -$59.2K -4,522 -17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$182K +$39.2K +3,000 +25%
LSC
16
Logan Stone Capital
Illinois
$177K +$189K +14,459 New
PAG
17
Private Advisor Group
New Jersey
$150K
WS
18
Wedbush Securities
California
$129K
VanEck Associates
19
VanEck Associates
New York
$37K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$15K
TIM
21
Tortoise Investment Management
New York
$5K
ACA
22
Ackerman Capital Advisors
Texas
-$360K -25,710 Closed
TJHA
23
Thomas J. Herzfeld Advisors
Florida
-$351K -25,049 Closed
WAM
24
Wolverine Asset Management
Illinois
-$155K -11,086 Closed
BWA
25
Blodgett Wealth Advisors
California
-$154K -11,000 Closed

NBW Hedge Fund Activity: Q1 2022 in Review

21 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q1 2022, worth a combined $14.7M — down 11% from $16.5M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NBW and 2 opened new positions — a net loss of 5 holders — while 7 trimmed existing stakes and 4 added.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $892K. The largest seller was Vivaldi Capital Management, cutting an estimated $430K.

  • 21 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q1 2022, down from 26 in Q4 2021.
  • Funds reported $14.7M of Neuberger Berman California Municipal Fund Inc. stock for Q1 2022, down 11% quarter-over-quarter.
  • 2 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q1 2022 and 7 closed out, a net change of -5 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q1 2022 was Bulldog Investors, an estimated $892K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q1 2022 was Vivaldi Capital Management, an estimated $430K sold.

Based on aggregated 13F filings for Q1 2022.