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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

22 hedge funds and large institutions have $11.2M invested in Neuberger Berman California Municipal Fund Inc. in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

13% less capital invested

Capital invested by funds: $12.9M → $11.2M (-$1.62M)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HWAM
1
Hennion & Walsh Asset Management
New Jersey
$1.49M +$484K +41,959 +42%
GC
2
Guggenheim Capital
Illinois
$1.19M -$7.55K -654 -0.6%
AAM
3
Advisors Asset Management
Colorado
$1.12M -$25.2K -2,185 -2%
UBS Group
4
UBS Group
Switzerland
$1.07M +$441K +38,206 +60%
Wells Fargo
5
Wells Fargo
California
$1.02M -$150K -13,001 -12%
BI
6
Bulldog Investors
New Jersey
$908K +$103K +8,950 +12%
RCM
7
Rivernorth Capital Management
Florida
$893K -$914K -79,171 -48%
MC
8
Matisse Capital
Oregon
$756K -$128K -11,044 -13%
EW
9
Evoke Wealth
California
$467K
VCM
10
Vivaldi Capital Management
Illinois
$427K -$118K -10,179 -20%
SCM
11
Saba Capital Management
New York
$399K
Morgan Stanley
12
Morgan Stanley
New York
$343K +$44.7K +3,871 +13%
LSC
13
Logan Stone Capital
Illinois
$302K +$43.2K +3,741 +15%
KIM
14
Karpus Investment Management
New York
$280K -$506K -43,802 -62%
FFA
15
First Foundation Advisors
California
$191K
PAG
16
Private Advisor Group
New Jersey
$129K
WS
17
Wedbush Securities
California
$122K +$11.5K +1,000 +9%
Bank of America
18
Bank of America
North Carolina
$84K +$92.4K +8,000 New
VanEck Associates
19
VanEck Associates
New York
$24K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$13K
TIM
21
Tortoise Investment Management
New York
$4K
TRCT
22
Tower Research Capital (TRC)
New York
$3K +$3.46K +300 New
WAM
23
Wolverine Asset Management
Illinois
-$114K -10,261 Closed
AC
24
Almitas Capital
California
-$56K -5,000 Closed

NBW Hedge Fund Activity: Q3 2022 in Review

22 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q3 2022, worth a combined $11.2M — down 13% from $12.9M a quarter earlier.

Fund positioning in NBW was balanced in Q3 2022: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 7 trimmed.

The largest buyer was Hennion & Walsh Asset Management, adding an estimated $484K. The largest seller was Rivernorth Capital Management, cutting an estimated $914K.

  • 22 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q3 2022, unchanged from Q2 2022.
  • Funds reported $11.2M of Neuberger Berman California Municipal Fund Inc. stock for Q3 2022, down 13% quarter-over-quarter.
  • 2 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q3 2022 and 2 closed out, a net change of 0 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q3 2022 was Hennion & Walsh Asset Management, an estimated $484K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q3 2022 was Rivernorth Capital Management, an estimated $914K sold.

Based on aggregated 13F filings for Q3 2022.