Neuberger Berman California Municipal Fund Inc.
NBW was delisted on the 20th of October, 2023.
12 hedge funds and large institutions have $8.01M invested in Neuberger Berman California Municipal Fund Inc. in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 1 reducing their positions, and 2 closing their positions.
600% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 1
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
22% more capital invested
Capital invested by funds: $6.54M → $8.01M (+$1.47M)
9% more funds holding
Funds holding: 11 → 12 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$641K |
| 2 |
LPL Financial
San Diego,
California
|
+$218K |
| 3 |
Invesco
Atlanta,
Georgia
|
+$214K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$158K |
| 5 |
Morgan Stanley
New York
|
+$37.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$264K |
| 2 |
IC
Intersect Capital
San Ramon,
California
|
-$106K |
| 3 |
Creative Planning
Overland Park,
Kansas
|
-$31K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Invesco
Atlanta,
Georgia
| $3.34M | +$214K | +14,153 | +7% |
|
|
2
UBS Group
Zurich,
Switzerland
| $1.28M | +$158K | +10,473 | +15% |
|
|
GC
3
Guggenheim Capital
Chicago,
Illinois
| $1.05M | +$641K | +42,378 | +175% |
|
|
4
Morgan Stanley
New York
| $608K | +$37.1K | +2,451 | +7% |
|
|
IC
5
Intersect Capital
San Ramon,
California
| $454K | -$106K | -7,000 | -20% |
|
|
6
LPL Financial
San Diego,
California
| $451K | +$218K | +14,409 | +102% |
|
7
Wells Fargo
San Francisco,
California
| $366K | +$4.89K | +323 | +1% |
|
|
ICOA
8
Investment Centers of America
Bismarck,
North Dakota
| $226K | – | – | – |
|
9
Bank of America
Charlotte,
North Carolina
| $186K | +$15 | +1 | +0% |
|
|
IA
10
IFP Advisors
Tampa,
Florida
| $32K | +$30.3K | +2,000 | New |
|
|
DADC
11
D.A. Davidson & Co
Great Falls,
Montana
| $12K | +$12.3K | +814 | New |
|
|
TRCT
12
Tower Research Capital (TRC)
New York
| $3K | +$3.03K | +200 | New |
|
|
WAM
13
Wolverine Asset Management
Chicago,
Illinois
| – | -$264K | -18,126 | Closed |
|
|
14
Creative Planning
Overland Park,
Kansas
| – | -$31K | -2,156 | Closed |
|
NBW Hedge Fund Activity: Q4 2015 in Review
12 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q4 2015, worth a combined $8.01M — up 22% from $6.54M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new NBW positions and 2 closed out — a net gain of 1 holder — while 7 added to existing stakes and 1 trimmed.
The largest buyer was Guggenheim Capital, adding an estimated $641K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $264K sold.
- 12 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q4 2015, up from 11 in Q3 2015.
- Funds reported $8.01M of Neuberger Berman California Municipal Fund Inc. stock for Q4 2015, up 22% quarter-over-quarter.
- 3 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q4 2015 and 2 closed out, a net change of +1 holder.
- The largest Neuberger Berman California Municipal Fund Inc. buyer in Q4 2015 was Guggenheim Capital, an estimated $641K added.
- The largest Neuberger Berman California Municipal Fund Inc. seller in Q4 2015 was Wolverine Asset Management, an estimated $264K sold.
Based on aggregated 13F filings for Q4 2015.