DADC
NBW

D.A. Davidson & Co’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

D.A. Davidson & Co’s Portfolio NBW Stock Details NBW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-814
Closed -$13K – 2535
2016
Q3 		$13K Hold
814
– – ﹤0.01% 1984
2016
Q2 		$13K Hold
814
– – ﹤0.01% 1902
2016
Q1 		$13K Hold
814
– – ﹤0.01% 1847
2015
Q4 		$12K Buy
+814
New +$12.3K ﹤0.01% 1870

Other funds holding NBW

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LCM
Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return
IC
Intersect Capital San Ramon, California $331M AUM 6.79% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

D.A. Davidson & Co's NBW Position: Q4 2016 in Review

D.A. Davidson & Co sold out of Neuberger Berman California Municipal Fund Inc. (NBW) in Q4 2016, closing a stake of 814 shares — an estimated $13K sold.

D.A. Davidson & Co first reported a position in NBW in Q4 2015 and held it in 4 quarters. The position peaked at $13K in Q3 2016. 16 funds tracked by Wall St. Rank hold NBW as of Q4 2016.

  • D.A. Davidson & Co reported no remaining Neuberger Berman California Municipal Fund Inc. position as of Q4 2016 after selling out during the quarter.
  • D.A. Davidson & Co sold 814 Neuberger Berman California Municipal Fund Inc. shares in Q4 2016, an estimated $13K.
  • D.A. Davidson & Co first reported a position in Neuberger Berman California Municipal Fund Inc. in Q4 2015 and held it in 4 quarters.
  • D.A. Davidson & Co's Neuberger Berman California Municipal Fund Inc. position peaked at $13K in Q3 2016.
  • 16 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q4 2016.

Based on D.A. Davidson & Co's 13F filing for Q4 2016, filed 15 Feb 2017.