Laurion Capital Management’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

Laurion Capital Management’s Portfolio NBW Stock Details NBW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-83,629	Closed	-$1.05M	–	1617
2018 Q2	$1.05M	Sell	83,629 -68,607	-45%	-$870K	0.01%	769
2018 Q1	$1.96M	Buy	+152,236	New	+$2.03M	0.02%	634
2017 Q4	–	Sell	-45,185	Closed	-$636K	–	1930
2017 Q3	$636K	Buy	45,185 +18,603	+70%	+$267K	﹤0.01%	1089
2017 Q2	$377K	Buy	26,582 +14,364	+118%	+$205K	﹤0.01%	1347
2017 Q1	$169K	Sell	12,218 -28,486	-70%	-$411K	﹤0.01%	1213
2016 Q4	$582K	Buy	+40,704	New	+$611K	0.01%	812

Other funds holding NBW

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Laurion Capital Management's NBW Position: Q3 2018 in Review

Laurion Capital Management sold out of Neuberger Berman California Municipal Fund Inc. (NBW) in Q3 2018, closing a stake of 83,629 shares — an estimated $1.05M sold.

Laurion Capital Management first reported a position in NBW in Q4 2016 and held it in 6 quarters. The position peaked at $1.96M in Q1 2018. 17 funds tracked by Wall St. Rank hold NBW as of Q3 2018.

Laurion Capital Management reported no remaining Neuberger Berman California Municipal Fund Inc. position as of Q3 2018 after selling out during the quarter.
Laurion Capital Management sold 83,629 Neuberger Berman California Municipal Fund Inc. shares in Q3 2018, an estimated $1.05M.
Laurion Capital Management first reported a position in Neuberger Berman California Municipal Fund Inc. in Q4 2016 and held it in 6 quarters.
Laurion Capital Management's Neuberger Berman California Municipal Fund Inc. position peaked at $1.96M in Q1 2018.
17 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q3 2018.

Based on Laurion Capital Management's 13F filing for Q3 2018, filed 13 Nov 2018.