Mariner Investment Group’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

Mariner Investment Group’s Portfolio NBW Stock Details NBW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-13,979	Closed	-$190K	–	68
2019 Q2	$190K	Sell	13,979 -17,323	-55%	-$230K	0.33%	54
2019 Q1	$408K	Hold	31,302	–	–	0.55%	53
2018 Q4	$379K	Hold	31,302	–	–	0.53%	68
2018 Q3	$390K	Hold	31,302	–	–	0.79%	44
2018 Q2	$392K	Buy	+31,302	New	+$397K	0.84%	37

Other funds holding NBW

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Evoke Wealth Los Angeles, California $5.57B AUM 23.85% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Mariner Investment Group's NBW Position: Q3 2019 in Review

Mariner Investment Group sold out of Neuberger Berman California Municipal Fund Inc. (NBW) in Q3 2019, closing a stake of 13,979 shares — an estimated $190K sold.

Mariner Investment Group first reported a position in NBW in Q2 2018 and held it in 5 quarters. The position peaked at $408K in Q1 2019. 18 funds tracked by Wall St. Rank hold NBW as of Q3 2019.

Mariner Investment Group reported no remaining Neuberger Berman California Municipal Fund Inc. position as of Q3 2019 after selling out during the quarter.
Mariner Investment Group sold 13,979 Neuberger Berman California Municipal Fund Inc. shares in Q3 2019, an estimated $190K.
Mariner Investment Group first reported a position in Neuberger Berman California Municipal Fund Inc. in Q2 2018 and held it in 5 quarters.
Mariner Investment Group's Neuberger Berman California Municipal Fund Inc. position peaked at $408K in Q1 2019.
18 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q3 2019.

Based on Mariner Investment Group's 13F filing for Q3 2019, filed 12 Nov 2019.