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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

18 hedge funds and large institutions have $13.2M invested in Neuberger Berman California Municipal Fund Inc. in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $12.3M → $13.2M (+$900K)

5% less funds holding

Funds holding: 1918 (-1)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
18
Holders Change
-1
Holders Change %
-5.26%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$2.69M +$926K +66,668 +53%
AAM
2
Advisors Asset Management
Colorado
$2.07M +$37.3K +2,687 +2%
FFA
3
First Foundation Advisors
California
$1.73M +$529K +38,105 +45%
SCM
4
Saba Capital Management
New York
$1.59M -$986K -70,958 -38%
Wells Fargo
5
Wells Fargo
California
$1.59M -$76.9K -5,536 -5%
Invesco
6
Invesco
Georgia
$1.06M +$35.8K +2,581 +4%
Morgan Stanley
7
Morgan Stanley
New York
$841K +$213K +15,334 +34%
EW
8
Evoke Wealth
California
$351K +$347K +24,977 New
UBS Group
9
UBS Group
Switzerland
$295K -$35.2K -2,536 -11%
PAG
10
Private Advisor Group
New Jersey
$172K
WS
11
Wedbush Securities
California
$169K +$168K +12,100 New
IC
12
Intersect Capital
California
$154K
MWM
13
Merriman Wealth Management
Washington
$150K -$17.7K -1,274 -11%
DI
14
Diligent Investors
California
$140K +$139K +10,002 New
PWM
15
Perigon Wealth Management
California
$139K
Bank of America
16
Bank of America
North Carolina
$43K -$14 -1 -0%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$17K
RCM
18
Rivernorth Capital Management
Florida
$4.59K -$1.56M -112,093 -25%
WAM
19
Wolverine Asset Management
Illinois
-$378K -27,847 Closed
LCM
20
Landscape Capital Management
New Jersey
-$319K -23,484 Closed
MIG
21
Mariner Investment Group
New York
-$190K -13,979 Closed
Deutsche Bank
22
Deutsche Bank
Germany
-$1K -85 Closed

NBW Hedge Fund Activity: Q3 2019 in Review

18 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q3 2019, worth a combined $13.2M — up 7.3% from $12.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of NBW and 3 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 5 added.

The largest buyer was Sit Investment Associates, adding an estimated $926K. The largest seller was Rivernorth Capital Management, cutting an estimated $1.56M.

  • 18 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q3 2019, down from 19 in Q2 2019.
  • Funds reported $13.2M of Neuberger Berman California Municipal Fund Inc. stock for Q3 2019, up 7.3% quarter-over-quarter.
  • 3 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q3 2019 and 4 closed out, a net change of -1 holder.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q3 2019 was Sit Investment Associates, an estimated $926K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q3 2019 was Rivernorth Capital Management, an estimated $1.56M sold.

Based on aggregated 13F filings for Q3 2019.