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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

18 hedge funds and large institutions have $15.3M invested in Neuberger Berman California Municipal Fund Inc. in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

48% more capital invested

Capital invested by funds: $10.3M → $15.3M (+$4.98M)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

6% more funds holding

Funds holding: 1718 (+1)

Holders
18
Holders Change
+1
Holders Change %
+5.88%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$3.51M +$2.27M +187,325 +180%
SCM
2
Saba Capital Management
New York
$1.98M +$1.98M +163,084 New
AAM
3
Advisors Asset Management
Colorado
$1.88M -$212K -17,479 -10%
Wells Fargo
4
Wells Fargo
California
$1.51M +$823K +67,933 +120%
Invesco
5
Invesco
Georgia
$1.16M -$84.6K -6,987 -7%
FFA
6
First Foundation Advisors
California
$877K +$583K +48,135 +199%
MC
7
Matisse Capital
Oregon
$751K -$45.4K -3,745 -6%
WAM
8
Wolverine Asset Management
Illinois
$645K +$111K +9,165 +21%
LCM
9
Landscape Capital Management
New Jersey
$531K +$1.36K +112 +0.3%
Morgan Stanley
10
Morgan Stanley
New York
$514K +$169K +13,963 +49%
UBS Group
11
UBS Group
Switzerland
$409K -$74.7K -6,169 -15%
MIG
12
Mariner Investment Group
New York
$379K
CRC
13
Curi RMB Capital
Illinois
$355K -$369K -30,467 -51%
AC
14
Almitas Capital
California
$233K +$232K +19,184 New
RJA
15
Raymond James & Associates
Florida
$161K +$160K +13,248 New
LPL Financial
16
LPL Financial
California
$158K
IC
17
Intersect Capital
California
$133K
Bank of America
18
Bank of America
North Carolina
$91K -$15.6K -1,288 -15%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$40K +$24.5K +2,024 +169%
GC
20
Guggenheim Capital
Illinois
-$166K -13,301 Closed

NBW Hedge Fund Activity: Q4 2018 in Review

18 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q4 2018, worth a combined $15.3M — up 48% from $10.3M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new NBW positions and 2 closed out — a net gain of 1 holder — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.27M. The largest seller was Curi RMB Capital, cutting an estimated $369K.

  • 18 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q4 2018, up from 17 in Q3 2018.
  • Funds reported $15.3M of Neuberger Berman California Municipal Fund Inc. stock for Q4 2018, up 48% quarter-over-quarter.
  • 3 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q4 2018 and 2 closed out, a net change of +1 holder.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q4 2018 was Rivernorth Capital Management, an estimated $2.27M added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q4 2018 was Curi RMB Capital, an estimated $369K sold.

Based on aggregated 13F filings for Q4 2018.