Neuberger Berman California Municipal Fund Inc.
NBW was delisted on the 20th of October, 2023.
9 hedge funds and large institutions have $6.4M invested in Neuberger Berman California Municipal Fund Inc. in 2014 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 3 closing their positions.
12% more capital invested
Capital invested by funds: $5.74M → $6.4M (+$660K)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
25% less funds holding
Funds holding: 12 → 9 (-3)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$778K |
| 2 |
Morgan Stanley
New York
|
+$102K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$37.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JMPWA
JP Morgan Private Wealth Advisors
San Francisco,
California
|
-$222K |
| 2 |
Invesco
Atlanta,
Georgia
|
-$194K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
-$175K |
| 4 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$37.1K |
| 5 |
Citigroup
New York
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Invesco
Atlanta,
Georgia
| $2.45M | -$194K | -13,255 | -7% |
|
|
U
2
UBS
Zurich,
Switzerland
| $2.22M | +$778K | +53,177 | +55% |
|
|
3
Morgan Stanley
New York
| $466K | +$102K | +6,962 | +29% |
|
|
GC
4
Guggenheim Capital
Chicago,
Illinois
| $384K | -$37.1K | -2,537 | -9% |
|
|
5
Wells Fargo
San Francisco,
California
| $289K | +$37.2K | +2,542 | +15% |
|
6
LPL Financial
San Diego,
California
| $249K | – | – | – |
|
|
ICOA
7
Investment Centers of America
Bismarck,
North Dakota
| $215K | – | – | – |
|
8
Bank of America
Charlotte,
North Carolina
| $126K | – | – | – |
|
|
JMPWA
9
JP Morgan Private Wealth Advisors
San Francisco,
California
| – | -$222K | -15,985 | Closed |
|
|
VKH
10
Virtu KCG Holdings
New York
| – | -$175K | -12,626 | Closed |
|
|
11
Citigroup
New York
| – | -$1K | -75 | Closed |
|
|
TRCT
12
Tower Research Capital (TRC)
New York
| – | -$658 | -45 | -90% |
|
NBW Hedge Fund Activity: Q1 2014 in Review
9 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q1 2014, worth a combined $6.4M — up 12% from $5.74M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of NBW and 0 opened new positions — a net loss of 3 holders — while 3 trimmed existing stakes and 3 added.
The largest buyer was UBS, adding an estimated $778K. The largest seller was JP Morgan Private Wealth Advisors, exiting entirely with an estimated $222K sold.
- 9 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q1 2014, down from 12 in Q4 2013.
- Funds reported $6.4M of Neuberger Berman California Municipal Fund Inc. stock for Q1 2014, up 12% quarter-over-quarter.
- 0 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q1 2014 and 3 closed out, a net change of -3 holders.
- The largest Neuberger Berman California Municipal Fund Inc. buyer in Q1 2014 was UBS, an estimated $778K added.
- The largest Neuberger Berman California Municipal Fund Inc. seller in Q1 2014 was JP Morgan Private Wealth Advisors, an estimated $222K sold.
Based on aggregated 13F filings for Q1 2014.