Neuberger Berman California Municipal Fund Inc.
NBW was delisted on the 20th of October, 2023.
12 hedge funds and large institutions have $11.3M invested in Neuberger Berman California Municipal Fund Inc. in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 2 closing their positions.
10% more capital invested
Capital invested by funds: $10.2M → $11.3M (+$1.06M)
0% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 4
8% less funds holding
Funds holding: 13 → 12 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$655K |
| 2 |
Invesco
Atlanta,
Georgia
|
+$371K |
| 3 |
LPL Financial
San Diego,
California
|
+$217K |
| 4 |
PWM
Perigon Wealth Management
San Francisco,
California
|
+$169K |
| 5 |
Morgan Stanley
New York
|
+$13K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IC
Intersect Capital
San Ramon,
California
|
-$474K |
| 2 |
WP
WealthSource Partners
San Luis Obispo,
California
|
-$163K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$109K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$15.2K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$4.05K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Invesco
Atlanta,
Georgia
| $4.6M | +$371K | +22,008 | +9% |
|
|
GC
2
Guggenheim Capital
Chicago,
Illinois
| $2.47M | +$655K | +38,863 | +36% |
|
|
3
UBS Group
Zurich,
Switzerland
| $1.06M | -$109K | -6,459 | -9% |
|
|
4
Morgan Stanley
New York
| $1.02M | +$13K | +773 | +1% |
|
|
5
LPL Financial
San Diego,
California
| $641K | +$217K | +12,850 | +49% |
|
|
IC
6
Intersect Capital
San Ramon,
California
| $400K | -$474K | -28,103 | -54% |
|
|
7
Wells Fargo
San Francisco,
California
| $373K | -$4.05K | -240 | -1% |
|
|
8
Bank of America
Charlotte,
North Carolina
| $256K | -$15.2K | -900 | -6% |
|
|
ICOA
9
Investment Centers of America
Bismarck,
North Dakota
| $243K | – | – | – |
|
|
PWM
10
Perigon Wealth Management
San Francisco,
California
| $170K | +$169K | +10,000 | New |
|
|
IA
11
IFP Advisors
Tampa,
Florida
| $34K | – | – | – |
|
|
DADC
12
D.A. Davidson & Co
Great Falls,
Montana
| $13K | – | – | – |
|
|
WP
13
WealthSource Partners
San Luis Obispo,
California
| – | -$163K | -10,000 | Closed |
|
|
TRCT
14
Tower Research Capital (TRC)
New York
| – | -$2K | -100 | Closed |
|
NBW Hedge Fund Activity: Q3 2016 in Review
12 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q3 2016, worth a combined $11.3M — up 10% from $10.2M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of NBW and 1 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 4 added.
The largest buyer was Guggenheim Capital, adding an estimated $655K. The largest seller was Intersect Capital, cutting an estimated $474K.
- 12 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q3 2016, down from 13 in Q2 2016.
- Funds reported $11.3M of Neuberger Berman California Municipal Fund Inc. stock for Q3 2016, up 10% quarter-over-quarter.
- 1 fund opened new Neuberger Berman California Municipal Fund Inc. positions in Q3 2016 and 2 closed out, a net change of -1 holder.
- The largest Neuberger Berman California Municipal Fund Inc. buyer in Q3 2016 was Guggenheim Capital, an estimated $655K added.
- The largest Neuberger Berman California Municipal Fund Inc. seller in Q3 2016 was Intersect Capital, an estimated $474K sold.
Based on aggregated 13F filings for Q3 2016.