LPL Financial’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

LPL Financial’s Portfolio NBW Stock Details NBW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-13,013	Closed	-$170K	–	3367
2019 Q1	$170K	Sell	13,013 -50	-0.4%	-$634	﹤0.01%	2990
2018 Q4	$158K	Hold	13,063	–	–	﹤0.01%	2878
2018 Q3	$163K	Hold	13,063	–	–	﹤0.01%	3047
2018 Q2	$164K	Hold	13,063	–	–	﹤0.01%	3031
2018 Q1	$168K	Sell	13,063 -9,366	-42%	-$125K	﹤0.01%	2996
2017 Q4	$305K	Buy	+22,429	New	+$312K	﹤0.01%	2483
2017 Q2	–	Sell	-72,457	Closed	-$1.01M	–	2990
2017 Q1	$1.01M	Buy	72,457 +14,420	+25%	+$208K	0.01%	1255
2016 Q4	$837K	Buy	58,037 +19,130	+49%	+$287K	0.01%	1339
2016 Q3	$641K	Buy	38,907 +12,850	+49%	+$217K	0.01%	1512
2016 Q2	$429K	Sell	26,057 -2,265	-8%	-$36.9K	﹤0.01%	1809
2016 Q1	$464K	Sell	28,322 -198	-0.7%	-$3.19K	﹤0.01%	2208
2015 Q4	$451K	Buy	28,520 +14,409	+102%	+$218K	﹤0.01%	2260
2015 Q3	$206K	Buy	14,111 +2,655	+23%	+$38.5K	﹤0.01%	2492
2015 Q2	$168K	Hold	11,456	–	–	﹤0.01%	2675
2015 Q1	$182K	Hold	11,456	–	–	﹤0.01%	2585
2014 Q4	$183K	Hold	11,456	–	–	﹤0.01%	2526
2014 Q3	$175K	Hold	11,456	–	–	﹤0.01%	2510
2014 Q2	$177K	Sell	11,456 -5,282	-32%	-$80K	﹤0.01%	2522
2014 Q1	$249K	Hold	16,738	–	–	﹤0.01%	2275
2013 Q4	$232K	Buy	+16,738	New	+$235K	﹤0.01%	2327

Other funds holding NBW

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

LPL Financial's NBW Position: Q2 2019 in Review

LPL Financial sold out of Neuberger Berman California Municipal Fund Inc. (NBW) in Q2 2019, closing a stake of 13,013 shares — an estimated $170K sold.

LPL Financial first reported a position in NBW in Q4 2013 and held it in 20 quarters. The position peaked at $1.01M in Q1 2017. 19 funds tracked by Wall St. Rank hold NBW as of Q2 2019.

LPL Financial reported no remaining Neuberger Berman California Municipal Fund Inc. position as of Q2 2019 after selling out during the quarter.
LPL Financial sold 13,013 Neuberger Berman California Municipal Fund Inc. shares in Q2 2019, an estimated $170K.
LPL Financial first reported a position in Neuberger Berman California Municipal Fund Inc. in Q4 2013 and held it in 20 quarters.
LPL Financial's Neuberger Berman California Municipal Fund Inc. position peaked at $1.01M in Q1 2017.
19 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q2 2019.

Based on LPL Financial's 13F filing for Q2 2019, filed 9 Aug 2019.