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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

14 hedge funds and large institutions have $9.01M invested in Neuberger Berman California Municipal Fund Inc. in 2017 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 3

1% less capital invested

Capital invested by funds: $9.05M → $9.01M (-$47K)

13% less funds holding

Funds holding: 1614 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
14
Holders Change
-2
Holders Change %
-12.5%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$1.78M -$234K -16,382 -12%
AAM
2
Advisors Asset Management
Colorado
$1.26M +$697K +48,834 +122%
UBS Group
3
UBS Group
Switzerland
$1.25M +$525K +36,828 +72%
Invesco
4
Invesco
Georgia
$1.17M -$728K -51,036 -38%
Morgan Stanley
5
Morgan Stanley
New York
$956K +$50.1K +3,513 +6%
WAM
6
Wolverine Asset Management
Illinois
$452K +$185K +12,982 +69%
Wells Fargo
7
Wells Fargo
California
$384K +$124K +8,713 +48%
LCM
8
Laurion Capital Management
New York
$377K +$205K +14,364 +118%
IC
9
Intersect Capital
California
$306K -$208K -14,569 Closed
DA
10
Doliver Advisors
Texas
$277K +$63.7K +4,463 +30%
Bank of America
11
Bank of America
North Carolina
$271K +$21K +1,472 +8%
SEI Investments
12
SEI Investments
Pennsylvania
$254K +$255K +17,860 New
ICOA
13
Investment Centers of America
North Dakota
$185K
PCFFS
14
Pacific Center for Financial Services
California
$50K -$11K -771 -18%
IA
15
IFP Advisors
Florida
$28K
LPL Financial
16
LPL Financial
California
-$1.01M -72,457 Closed
CRC
17
Curi RMB Capital
Illinois
-$462K -33,328 Closed

NBW Hedge Fund Activity: Q2 2017 in Review

14 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q2 2017, worth a combined $9.01M — down 0.52% from $9.05M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NBW and 1 opened new positions — a net loss of 2 holders — while 3 trimmed existing stakes and 8 added.

The largest buyer was Advisors Asset Management, adding an estimated $697K. The largest seller was LPL Financial, exiting entirely with an estimated $1.01M sold.

  • 14 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q2 2017, down from 16 in Q1 2017.
  • Funds reported $9.01M of Neuberger Berman California Municipal Fund Inc. stock for Q2 2017, down 0.52% quarter-over-quarter.
  • 1 fund opened new Neuberger Berman California Municipal Fund Inc. positions in Q2 2017 and 3 closed out, a net change of -2 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q2 2017 was Advisors Asset Management, an estimated $697K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q2 2017 was LPL Financial, an estimated $1.01M sold.

Based on aggregated 13F filings for Q2 2017.