Intersect Capital’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

Intersect Capital’s Portfolio NBW Stock Details NBW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-11,000	Closed	-$158K	–	465
2021 Q3	$158K	Hold	11,000	–	–	0.03%	390
2021 Q2	$160K	Hold	11,000	–	–	0.03%	366
2021 Q1	$149K	Hold	11,000	–	–	0.03%	328
2020 Q4	$150K	Hold	11,000	–	–	0.03%	280
2020 Q3	$142K	Hold	11,000	–	–	0.04%	231
2020 Q2	$142K	Hold	11,000	–	–	0.05%	181
2020 Q1	$145K	Hold	11,000	–	–	0.06%	160
2019 Q4	$153K	Hold	11,000	–	–	0.05%	166
2019 Q3	$154K	Hold	11,000	–	–	0.06%	161
2019 Q2	$150K	Buy	+11,000	New	+$146K	0.06%	170
2019 Q1	–	Hold	0	–	–	–	139
2018 Q4	–	Hold	0	–	–	–	124
2018 Q3	–	Hold	0	–	–	–	116
2018 Q2	–	Hold	0	–	–	–	109
2018 Q1	–	Hold	0	–	–	–	98
2017 Q4	–	Hold	0	–	–	–	98
2017 Q3	–	Hold	0	–	–	–	90
2017 Q2	–	Sell	-14,569	Closed	-$208K	–	87
2017 Q1	$202K	Sell	14,569 -9,000	-38%	-$130K	0.18%	84
2016 Q4	$339K	Hold	23,569	–	–	0.25%	74
2016 Q3	$400K	Sell	23,569 -28,103	-54%	-$474K	0.32%	67
2016 Q2	$840K	Hold	51,672	–	–	0.51%	47
2016 Q1	$846K	Buy	51,672 +22,836	+79%	+$368K	0.53%	47
2015 Q4	$454K	Sell	28,836 -7,000	-20%	-$106K	0.39%	60
2015 Q3	$523K	Hold	35,836	–	–	0.48%	51
2015 Q2	$533K	Sell	35,836 -2,500	-7%	-$39.5K	0.45%	54
2015 Q1	$630K	Hold	38,336	–	–	0.48%	45
2014 Q4	$613K	Buy	+38,336	New	+$596K	0.51%	41

Other funds holding NBW

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VCM

Vivaldi Capital Management Chicago, Illinois $723M AUM 30.89% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Evoke Wealth Los Angeles, California $5.57B AUM 23.85% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Intersect Capital's NBW Position: Q4 2021 in Review

Intersect Capital sold out of Neuberger Berman California Municipal Fund Inc. (NBW) in Q4 2021, closing a stake of 11,000 shares — an estimated $158K sold.

Intersect Capital first reported a position in NBW in Q4 2014 and held it in 20 quarters. The position peaked at $846K in Q1 2016. 26 funds tracked by Wall St. Rank hold NBW as of Q4 2021.

Intersect Capital reported no remaining Neuberger Berman California Municipal Fund Inc. position as of Q4 2021 after selling out during the quarter.
Intersect Capital sold 11,000 Neuberger Berman California Municipal Fund Inc. shares in Q4 2021, an estimated $158K.
Intersect Capital first reported a position in Neuberger Berman California Municipal Fund Inc. in Q4 2014 and held it in 20 quarters.
Intersect Capital's Neuberger Berman California Municipal Fund Inc. position peaked at $846K in Q1 2016.
26 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q4 2021.

Based on Intersect Capital's 13F filing for Q4 2021, filed 14 Feb 2022.