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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

23 hedge funds and large institutions have $17.8M invested in Neuberger Berman California Municipal Fund Inc. in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

10% more funds holding

Funds holding: 2123 (+2)

4% more capital invested

Capital invested by funds: $17M → $17.8M (+$755K)

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.73M +$266K +18,231 +11%
FFA
2
First Foundation Advisors
California
$1.94M -$50.1K -3,432 -2%
Wells Fargo
3
Wells Fargo
California
$1.84M +$2.28K +156 +0.1%
RCM
4
Rivernorth Capital Management
Florida
$1.84M +$56.2K +3,849 +3%
KAS
5
Kestra Advisory Services
Texas
$1.31M +$22.3K +1,530 +2%
VCM
6
Vivaldi Capital Management
Illinois
$1.28M -$9.13K -626 -0.7%
MC
7
Matisse Capital
Oregon
$932K
KIM
8
Karpus Investment Management
New York
$809K -$12K -821 -1%
UBS Group
9
UBS Group
Switzerland
$808K +$49.8K +3,410 +6%
HWAM
10
Hennion & Walsh Asset Management
New Jersey
$743K +$463K +31,694 +157%
Morgan Stanley
11
Morgan Stanley
New York
$664K +$13.1K +897 +2%
EW
12
Evoke Wealth
California
$635K
ACA
13
Ackerman Capital Advisors
Texas
$534K +$2.25K +154 +0.4%
SCM
14
Saba Capital Management
New York
$529K -$115K -7,870 -18%
Invesco
15
Invesco
Georgia
$257K -$107K -7,333 -29%
GC
16
Guggenheim Capital
Illinois
$220K +$224K +15,334 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$184K +$188K +12,858 New
PAG
18
Private Advisor Group
New Jersey
$176K
IC
19
Intersect Capital
California
$158K
WS
20
Wedbush Securities
California
$152K +$3.02K +207 +2%
Bank of America
21
Bank of America
North Carolina
$20K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$17K
TIM
23
Tortoise Investment Management
New York
$5K

NBW Hedge Fund Activity: Q3 2021 in Review

23 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q3 2021, worth a combined $17.8M — up 4.4% from $17M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new NBW positions and 0 closed out — a net gain of 2 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Hennion & Walsh Asset Management, adding an estimated $463K. The largest seller was Saba Capital Management, cutting an estimated $115K.

  • 23 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q3 2021, up from 21 in Q2 2021.
  • Funds reported $17.8M of Neuberger Berman California Municipal Fund Inc. stock for Q3 2021, up 4.4% quarter-over-quarter.
  • 2 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q3 2021 and 0 closed out, a net change of +2 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q3 2021 was Hennion & Walsh Asset Management, an estimated $463K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q3 2021 was Saba Capital Management, an estimated $115K sold.

Based on aggregated 13F filings for Q3 2021.