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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

17 hedge funds and large institutions have $10.3M invested in Neuberger Berman California Municipal Fund Inc. in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

2% less capital invested

Capital invested by funds: $10.6M → $10.3M (-$234K)

19% less funds holding

Funds holding: 2117 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
17
Holders Change
-4
Holders Change %
-19.05%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.15M +$248K +19,701 +13%
RCM
2
Rivernorth Capital Management
Florida
$1.3M +$1.31M +104,356 New
Invesco
3
Invesco
Georgia
$1.28M +$132K +10,528 +11%
MC
4
Matisse Capital
Oregon
$819K +$260K +20,641 +46%
CRC
5
Curi RMB Capital
Illinois
$745K -$79.2K -6,295 -10%
Wells Fargo
6
Wells Fargo
California
$707K +$281K +22,305 +65%
WAM
7
Wolverine Asset Management
Illinois
$549K -$164K -13,066 -23%
LCM
8
Landscape Capital Management
New Jersey
$545K -$120K -9,563 -18%
UBS Group
9
UBS Group
Switzerland
$498K -$85.6K -6,804 -15%
MIG
10
Mariner Investment Group
New York
$390K
Morgan Stanley
11
Morgan Stanley
New York
$355K -$1.88K -149 -0.5%
FFA
12
First Foundation Advisors
California
$302K +$99.7K +7,924 +49%
IC
13
Intersect Capital
California
$237K
GC
14
Guggenheim Capital
Illinois
$166K -$197K -15,695 -54%
LPL Financial
15
LPL Financial
California
$163K
Bank of America
16
Bank of America
North Carolina
$109K +$7.34K +583 +7%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$15K
LCM
18
Laurion Capital Management
New York
-$1.05M -83,629 Closed
Geode Capital Management
19
Geode Capital Management
Massachusetts
-$376K -30,070 Closed
DA
20
Doliver Advisors
Texas
-$304K -24,301 Closed
VCM
21
Vivaldi Capital Management
Illinois
-$145K -11,563 Closed
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
-$1K -100 Closed
Fidelity Investments
23
Fidelity Investments
Massachusetts
+$13 +1 New

NBW Hedge Fund Activity: Q3 2018 in Review

17 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q3 2018, worth a combined $10.3M — down 2.2% from $10.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of NBW and 2 opened new positions — a net loss of 4 holders — while 6 trimmed existing stakes and 6 added.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $1.31M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $1.05M sold.

  • 17 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q3 2018, down from 21 in Q2 2018.
  • Funds reported $10.3M of Neuberger Berman California Municipal Fund Inc. stock for Q3 2018, down 2.2% quarter-over-quarter.
  • 2 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q3 2018 and 6 closed out, a net change of -4 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q3 2018 was Rivernorth Capital Management, an estimated $1.31M added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q3 2018 was Laurion Capital Management, an estimated $1.05M sold.

Based on aggregated 13F filings for Q3 2018.