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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

26 hedge funds and large institutions have $16.5M invested in Neuberger Berman California Municipal Fund Inc. in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

13% more funds holding

Funds holding: 2326 (+3)

7% less capital invested

Capital invested by funds: $17.8M → $16.5M (-$1.3M)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
26
Holders Change
+3
Holders Change %
+13.04%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
6
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$3.02M +$1.21M +87,260 +68%
AAM
2
Advisors Asset Management
Colorado
$2.48M -$194K -13,917 -7%
Wells Fargo
3
Wells Fargo
California
$1.76M -$34.3K -2,465 -2%
VCM
4
Vivaldi Capital Management
Illinois
$1.2M -$51.1K -3,672 -4%
MC
5
Matisse Capital
Oregon
$1.19M +$278K +20,000 +31%
KIM
6
Karpus Investment Management
New York
$1.09M +$294K +21,140 +37%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$960K +$232K +16,696 +32%
UBS Group
8
UBS Group
Switzerland
$720K -$68.5K -4,922 -9%
EW
9
Evoke Wealth
California
$622K
SCM
10
Saba Capital Management
New York
$517K
Morgan Stanley
11
Morgan Stanley
New York
$480K -$169K -12,127 -26%
GC
12
Guggenheim Capital
Illinois
$423K +$207K +14,860 +97%
FFA
13
First Foundation Advisors
California
$362K -$1.52M -109,539 -81%
ACA
14
Ackerman Capital Advisors
Texas
$360K -$161K -11,580 -31%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$351K +$349K +25,049 New
PAG
16
Private Advisor Group
New Jersey
$172K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$166K +$166K +11,923 New
WAM
18
Wolverine Asset Management
Illinois
$155K +$154K +11,086 New
BWA
19
Blodgett Wealth Advisors
California
$154K +$153K +11,000 New
WS
20
Wedbush Securities
California
$148K
Bank of America
21
Bank of America
North Carolina
$56K +$36.2K +2,600 +189%
VanEck Associates
22
VanEck Associates
New York
$42K +$41.9K +3,013 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$28K +$27.8K +2,000 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$17K
SCA
25
Snowden Capital Advisors
New York
$11K +$11.1K +800 New

NBW Hedge Fund Activity: Q4 2021 in Review

26 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q4 2021, worth a combined $16.5M — down 7.3% from $17.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NBW positions and 4 closed out — a net gain of 3 holders — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $1.21M. The largest seller was First Foundation Advisors, cutting an estimated $1.52M.

  • 26 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q4 2021, up from 23 in Q3 2021.
  • Funds reported $16.5M of Neuberger Berman California Municipal Fund Inc. stock for Q4 2021, down 7.3% quarter-over-quarter.
  • 7 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q4 2021 and 4 closed out, a net change of +3 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q4 2021 was Rivernorth Capital Management, an estimated $1.21M added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q4 2021 was First Foundation Advisors, an estimated $1.52M sold.

Based on aggregated 13F filings for Q4 2021.