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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

21 hedge funds and large institutions have $15.8M invested in Neuberger Berman California Municipal Fund Inc. in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

11% more funds holding

Funds holding: 1921 (+2)

5% more capital invested

Capital invested by funds: $15M → $15.8M (+$750K)

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.13M +$128K +9,499 +6%
FFA
2
First Foundation Advisors
California
$1.96M -$150K -11,122 -7%
Wells Fargo
3
Wells Fargo
California
$1.77M -$62.1K -4,604 -3%
VCM
4
Vivaldi Capital Management
Illinois
$1.33M +$5.44K +403 +0.4%
KAS
5
Kestra Advisory Services
Texas
$1.22M -$742K -55,002 -38%
RCM
6
Rivernorth Capital Management
Florida
$1.2M +$1.19M +88,423 New
MC
7
Matisse Capital
Oregon
$879K +$108K +8,000 +14%
KIM
8
Karpus Investment Management
New York
$774K +$208K +15,399 +37%
UBS Group
9
UBS Group
Switzerland
$774K +$286K +21,163 +59%
SCM
10
Saba Capital Management
New York
$744K
EW
11
Evoke Wealth
California
$562K
ACA
12
Ackerman Capital Advisors
Texas
$532K +$99.4K +7,370 +23%
WAM
13
Wolverine Asset Management
Illinois
$511K +$5.87K +435 +1%
Invesco
14
Invesco
Georgia
$505K -$37.2K -2,760 -7%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$250K +$250K +18,531 New
Morgan Stanley
16
Morgan Stanley
New York
$224K -$164K -12,129 -42%
PAG
17
Private Advisor Group
New Jersey
$166K
IC
18
Intersect Capital
California
$149K
SFS
19
Sowell Financial Services
Arkansas
$86K +$81.3K +6,028 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$16K
TIM
21
Tortoise Investment Management
New York
$5K +$4.99K +370 New
CRC
22
Curi RMB Capital
Illinois
-$441K -32,411 Closed
Bank of America
23
Bank of America
North Carolina
-$12K -918 Closed

NBW Hedge Fund Activity: Q1 2021 in Review

21 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q1 2021, worth a combined $15.8M — up 5% from $15M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new NBW positions and 2 closed out — a net gain of 2 holders — while 7 added to existing stakes and 5 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $1.19M. The largest seller was Kestra Advisory Services, cutting an estimated $742K.

  • 21 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q1 2021, up from 19 in Q4 2020.
  • Funds reported $15.8M of Neuberger Berman California Municipal Fund Inc. stock for Q1 2021, up 5% quarter-over-quarter.
  • 4 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q1 2021 and 2 closed out, a net change of +2 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q1 2021 was Rivernorth Capital Management, an estimated $1.19M added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q1 2021 was Kestra Advisory Services, an estimated $742K sold.

Based on aggregated 13F filings for Q1 2021.