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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

21 hedge funds and large institutions have $17M invested in Neuberger Berman California Municipal Fund Inc. in 2021 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $15.8M → $17M (+$1.24M)

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.5M +$212K +14,917 +9%
FFA
2
First Foundation Advisors
California
$2.01M -$93K -6,550 -5%
Wells Fargo
3
Wells Fargo
California
$1.86M -$44.5K -3,135 -2%
RCM
4
Rivernorth Capital Management
Florida
$1.8M +$511K +35,969 +41%
VCM
5
Vivaldi Capital Management
Illinois
$1.32M -$52.2K -3,675 -4%
KAS
6
Kestra Advisory Services
Texas
$1.31M +$3.38K +238 +0.3%
MC
7
Matisse Capital
Oregon
$944K
KIM
8
Karpus Investment Management
New York
$831K
UBS Group
9
UBS Group
Switzerland
$769K -$61.6K -4,338 -8%
Morgan Stanley
10
Morgan Stanley
New York
$660K +$411K +28,940 +175%
SCM
11
Saba Capital Management
New York
$649K -$146K -10,284 -19%
EW
12
Evoke Wealth
California
$644K +$39.8K +2,800 +7%
ACA
13
Ackerman Capital Advisors
Texas
$538K -$31.9K -2,245 -6%
Invesco
14
Invesco
Georgia
$367K -$172K -12,081 -32%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$292K +$23.2K +1,636 +9%
PAG
16
Private Advisor Group
New Jersey
$178K
IC
17
Intersect Capital
California
$160K
WS
18
Wedbush Securities
California
$150K +$147K +10,375 New
Bank of America
19
Bank of America
North Carolina
$20K +$19.6K +1,377 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$17K
TIM
21
Tortoise Investment Management
New York
$5K
WAM
22
Wolverine Asset Management
Illinois
-$511K -37,889 Closed
SFS
23
Sowell Financial Services
Arkansas
-$86K -6,028 Closed

NBW Hedge Fund Activity: Q2 2021 in Review

21 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Neuberger Berman California Municipal Fund Inc. (NBW) for Q2 2021, worth a combined $17M — up 7.9% from $15.8M a quarter earlier.

Fund positioning in NBW was balanced in Q2 2021: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 7 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $511K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $511K sold.

  • 21 institutional investors held Neuberger Berman California Municipal Fund Inc. (NBW) as of Q2 2021, unchanged from Q1 2021.
  • Funds reported $17M of Neuberger Berman California Municipal Fund Inc. stock for Q2 2021, up 7.9% quarter-over-quarter.
  • 2 funds opened new Neuberger Berman California Municipal Fund Inc. positions in Q2 2021 and 2 closed out, a net change of 0 holders.
  • The largest Neuberger Berman California Municipal Fund Inc. buyer in Q2 2021 was Rivernorth Capital Management, an estimated $511K added.
  • The largest Neuberger Berman California Municipal Fund Inc. seller in Q2 2021 was Wolverine Asset Management, an estimated $511K sold.

Based on aggregated 13F filings for Q2 2021.