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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GFPC
151
Global Financial Private Client
Florida
$31.8K -$34.2K -724 -52%
AF
152
Advisornet Financial
Minnesota
$29K -$9.59K -203 -25%
AA
153
AlphaMark Advisors
Kentucky
$28K -$27.4K -580 -49%
SPIA
154
Steward Partners Investment Advisory
New York
$21K
TFS
155
TrustCore Financial Services
Tennessee
$18K +$17.8K +377 New
Northwestern Mutual Wealth Management
156
Northwestern Mutual Wealth Management
Wisconsin
$13K +$13.5K +286 New
SFA
157
Semmax Financial Advisors
North Carolina
$10K
SL
158
Savior LLC
Massachusetts
$7K +$6.1K +129 +1,433%
CAPTRUST Financial Advisors
159
CAPTRUST Financial Advisors
North Carolina
$6K
FFA
160
Founders Financial Alliance
North Carolina
$6K +$6.29K +133 New
LAS
161
Lloyd Advisory Services
Georgia
$5K -$9.31K -197 -64%
OC
162
Oakworth Capital
Alabama
$5K
SIS
163
Sound Income Strategies
Florida
$5K
HIIFS
164
Harel Insurance Investments & Financial Services
Israel
$4K +$4.16K +88 New
PNC Financial Services Group
165
PNC Financial Services Group
Pennsylvania
$3K +$47 +1 +1%
GWMIA
166
Global Wealth Management Investment Advisory
Florida
$2K -$3.83K -81 -69%
FHA
167
Flagship Harbor Advisors
Massachusetts
$2K
AssetMark Inc
168
AssetMark Inc
California
$2K +$2.31K +49 New
Jane Street
169
Jane Street
New York
-$33.5M -731,258 Closed
HIM
170
Hanlon Investment Management
New Jersey
-$17.9M -390,201 Closed
FTUS
171
Flow Traders U.S.
New York
-$2.32M -50,579 Closed
PFS
172
Prospera Financial Services
Texas
-$1.73M -37,651 Closed
HF
173
HRT Financial
New York
-$1.67M -36,367 Closed
UR
174
USCA RIA
Texas
-$1.56M -34,079 Closed
AT
175
Arden Trust
Delaware
-$1.36M -29,740 Closed