USCA RIA’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

USCA RIA’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-34,079	Closed	-$1.56M	–	485
2020 Q2	$1.56M	Buy	34,079 +1,140	+3%	+$51.8K	0.14%	151
2020 Q1	$1.38M	Buy	32,939 +795	+2%	+$37.2K	0.16%	135
2019 Q4	$1.57M	Buy	32,144 +6,929	+27%	+$335K	0.14%	197
2019 Q3	$1.22M	Buy	25,215 +155	+0.6%	+$7.47K	0.12%	209
2019 Q2	$1.21M	Buy	25,060 +3,608	+17%	+$173K	0.12%	208
2019 Q1	$1.02M	Sell	21,452 -4,313	-17%	-$203K	0.11%	205
2018 Q4	$1.16M	Sell	25,765 -29,815	-54%	-$1.39M	0.15%	171
2018 Q3	$2.66M	Buy	55,580 +2,965	+6%	+$141K	0.27%	121
2018 Q2	$2.48M	Buy	52,615 +3,431	+7%	+$163K	0.27%	123
2018 Q1	$2.34M	Buy	49,184 +11,081	+29%	+$534K	0.26%	126
2017 Q4	$1.85M	Buy	38,103 +16,770	+79%	+$817K	0.2%	136
2017 Q3	$1.05M	Hold	21,333	–	–	0.14%	183
2017 Q2	$1.05M	Buy	+21,333	New	+$1.05M	0.13%	184

Other funds holding HYLS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

OCM

One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

USCA RIA's HYLS Position: Q3 2020 in Review

USCA RIA sold out of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) in Q3 2020, closing a stake of 34,079 shares — an estimated $1.56M sold.

USCA RIA first reported a position in HYLS in Q2 2017 and held it in 13 quarters. The position peaked at $2.66M in Q3 2018. 166 funds tracked by Wall St. Rank hold HYLS as of Q3 2020.

USCA RIA reported no remaining First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position as of Q3 2020 after selling out during the quarter.
USCA RIA sold 34,079 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF shares in Q3 2020, an estimated $1.56M.
USCA RIA first reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2017 and held it in 13 quarters.
USCA RIA's First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position peaked at $2.66M in Q3 2018.
166 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q3 2020.

Based on USCA RIA's 13F filing for Q3 2020, filed 27 Oct 2020.