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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
76
Geneos Wealth Management
Colorado
$629K +$15.8K +327 +3%
KWM
77
Kingsview Wealth Management
Oregon
$627K +$425K +8,828 +212%
KA
78
Kovack Advisors
Florida
$611K -$8.29K -172 -1%
Baird Financial Group
79
Baird Financial Group
Wisconsin
$539K +$289K +6,001 +116%
VAS
80
Vestmark Advisory Solutions
Massachusetts
$532K -$12.3K -255 -2%
AAS
81
Avantax Advisory Services
Texas
$526K +$523K +10,864 New
APA
82
American Portfolios Advisors
New York
$507K +$313K +6,492 +162%
BCM
83
Bluefin Capital Management
New York
$493K +$492K +10,215 New
MA
84
Mutual Advisors
Nebraska
$481K -$545K -11,324 -53%
CCA
85
Clearwater Capital Advisors
Illinois
$468K -$98.9K -2,054 -17%
FTUS
86
Flow Traders U.S.
New York
$460K +$203K +4,214 +79%
M&T Bank
87
M&T Bank
New York
$420K +$419K +8,708 New
Susquehanna International Group
88
Susquehanna International Group
Pennsylvania
$404K +$404K +8,377 New
WIA
89
Wealthstreet Investment Advisors
Texas
$389K +$388K +8,064 New
AIC
90
Ameritas Investment Company
Nebraska
$358K +$102K +2,125 +40%
DI
91
DFPG Investments
Utah
$353K +$1.64K +34 +0.5%
FFG
92
Frisch Financial Group
New York
$327K +$4.29K +89 +1%
UCFA
93
United Capital Financial Advisors
Texas
$315K +$314K +6,528 New
SPC
94
Sigma Planning Corp
Michigan
$313K +$103K +2,139 +49%
ASN
95
Advisory Services Network
Georgia
$302K
SG
96
StoneX Group
New York
$295K +$87.2K +1,811 +42%
Cetera Investment Advisers
97
Cetera Investment Advisers
Illinois
$280K -$1.11K -23 -0.4%
1IA
98
1834 Investment Advisors
Wisconsin
$278K
OC
99
Oppenheimer & Co
New York
$275K +$274K +5,694 New
FHC
100
First Heartland Consultants
Missouri
$272K +$272K +5,642 New