Bluefin Capital Management’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

Bluefin Capital Management’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,215	Closed	-$493K	–	662
2019 Q3	$493K	Buy	+10,215	New	+$492K	0.07%	185
2014 Q4	–	Sell	-24,265	Closed	-$1.23M	–	792
2014 Q3	$1.23M	Sell	24,265 -14,624	-38%	-$758K	0.07%	279
2014 Q2	$2M	Buy	+38,889	New	+$2.04M	0.09%	198

Other funds holding HYLS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.26B AUM 13.25% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Bluefin Capital Management's HYLS Position: Q4 2019 in Review

Bluefin Capital Management sold out of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) in Q4 2019, closing a stake of 10,215 shares — an estimated $493K sold.

Bluefin Capital Management first reported a position in HYLS in Q2 2014 and held it in 3 quarters. The position peaked at $2M in Q2 2014. 155 funds tracked by Wall St. Rank hold HYLS as of Q4 2019.

Bluefin Capital Management reported no remaining First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position as of Q4 2019 after selling out during the quarter.
Bluefin Capital Management sold 10,215 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF shares in Q4 2019, an estimated $493K.
Bluefin Capital Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2014 and held it in 3 quarters.
Bluefin Capital Management's First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position peaked at $2M in Q2 2014.
155 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q4 2019.

Based on Bluefin Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.