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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RWP
76
RWA Wealth Partners
Massachusetts
$259K +$258K +5,302 New
PAG
77
Private Advisory Group
Washington
$257K +$256K +5,256 New
CWM
78
Concert Wealth Management
California
$248K +$248K +5,082 New
SI
79
SII Investments
Wisconsin
$227K -$74.8K -1,534 -25%
ICOA
80
Investment Centers of America
North Dakota
$211K -$12.1K -249 -5%
SFS
81
Sowell Financial Services
Arkansas
$206K +$182K +3,732 +841%
MA
82
MCF Advisors
Kentucky
$154K +$154K +3,153 New
WA
83
WFG Advisors
Texas
$119K +$29.9K +614 +34%
HI
84
Hudock Inc
Pennsylvania
$115K -$104K -2,124 -47%
AWM
85
Avior Wealth Management
Nebraska
$107K +$1.36K +28 +1%
LF
86
Lee Financial
Texas
$102K +$877 +18 +0.9%
AA
87
AlphaMark Advisors
Kentucky
$70K -$11.2K -230 -14%
GI
88
Gradient Investments
Minnesota
$53K +$47.5K +974 +840%
CFA
89
Carroll Financial Associates
North Carolina
$46K
CBT
90
Central Bank & Trust
Kentucky
$13K +$13.3K +273 New
GWM
91
Geneos Wealth Management
Colorado
$10K
Creative Planning
92
Creative Planning
Kansas
$9K -$24.8K -508 -73%
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$5K +$4.87K +100 New
PFGIA
94
Patriot Financial Group Insurance Agency
Massachusetts
$5K +$5.26K +108 New
WP
95
WealthSource Partners
California
-$9.69M -200,990 Closed
Susquehanna International Group
96
Susquehanna International Group
Pennsylvania
-$2.31M -47,904 Closed
OMC
97
Old Mission Capital
Illinois
-$1.2M -24,856 Closed
TSS
98
Two Sigma Securities
New York
-$294K -6,104 Closed
GC
99
Guggenheim Capital
Illinois
-$263K -5,454 Closed
TC
100
Telemus Capital
Michigan
-$250K -5,175 Closed