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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
LI
51
LVZ Inc
Michigan
$1.25M +$16.6M +344,571 +1,502%
UR
52
USCA RIA
Texas
$1.21M +$173K +3,608 +17%
CCFM
53
Clear Creek Financial Management
Washington
$1.09M +$1.09M +22,720 New
MMHP
54
Murphy Middleton Hinkle & Parker
Georgia
$1.08M +$227K +4,714 +26%
SS
55
Simplicity Solutions
Minnesota
$1.07M -$987K -20,529 -48%
QCIG
56
Quad-Cities Investment Group
Iowa
$1.05M +$159K +3,306 +18%
MA
57
Mutual Advisors
Nebraska
$1.02M +$1.02M +21,292 New
BWCS
58
Beirne Wealth Consulting Services
Connecticut
$1.02M -$26.7K -555 -3%
IWM
59
IHT Wealth Management
Illinois
$1.02M +$1.02M +21,121 New
CFGS
60
Concourse Financial Group Securities
Alabama
$966K +$609K +12,671 +171%
MWM
61
Mascoma Wealth Management
New Hampshire
$956K +$955K +19,873 New
CRWM
62
Castle Rock Wealth Management
California
$916K +$388K +8,069 +74%
MSAM
63
Moloney Securities Asset Management
Missouri
$916K +$915K +19,044 New
CIAS
64
Capital Investment Advisory Services
North Carolina
$878K +$34.1K +710 +4%
SI
65
Stephens Inc
Arkansas
$701K – – –
BRWM
66
B. Riley Wealth Management
Tennessee
$671K +$132K +2,755 +25%
RW
67
RVW Wealth
California
$644K +$865 +18 +0.1%
WS
68
Wedbush Securities
California
$641K +$37K +770 +6%
SB
69
Suntrust Banks
Georgia
$640K -$406K -8,439 -39%
KA
70
Kovack Advisors
Florida
$617K +$53.9K +1,122 +10%
GWM
71
Geneos Wealth Management
Colorado
$612K +$266K +5,525 +77%
WI
72
Wintrust Investments
Illinois
$597K +$119K +2,466 +25%
CCA
73
Clearwater Capital Advisors
Illinois
$565K -$267K -5,555 -32%
VAS
74
Vestmark Advisory Solutions
Massachusetts
$543K +$25.1K +522 +5%
FAIM
75
Financial Advocates Investment Management
Washington
$500K +$56.2K +1,170 +13%
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