HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

103 hedge funds and large institutions have $198M invested in Highland Opportunities and Income Fund in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 24 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+9
Holders Change %
+9.57%
% of All Funds
1.64%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
40
Reduced
24
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$2.85M
2
HighTower Advisors
HighTower Advisors
Illinois
+$1.65M
3
PCM
Penserra Capital Management
California
+$783K
4
Osaic Holdings
Osaic Holdings
Arizona
+$783K
5
LCM
Landscape Capital Management
New Jersey
+$717K

Top Sellers

1
CP
Camelot Portfolios
Ohio
-$1.24M
2
UBS Group
UBS Group
Switzerland
-$629K
3
PWPS
Pinnacle Wealth Planning Services
Ohio
-$616K
4
Invesco
Invesco
Georgia
-$423K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
-$405K
Name Holding Trade Value Shares
Change 		Shares
Change %
IP
76
Ignite Planners
California
$103K +$103K +13,402 New
Citadel Advisors
77
Citadel Advisors
Florida
$102K +$102K +12,743 New
PWPS
78
Pinnacle Wealth Planning Services
Ohio
$101K -$616K -76,657 -86%
CIAS
79
Capital Investment Advisory Services
North Carolina
$97.9K -$9.45K -1,175 -9%
Wealth Enhancement Advisory Services
80
Wealth Enhancement Advisory Services
Minnesota
$95.8K +$95.8K +11,919 New
Koshinski Asset Management
81
Koshinski Asset Management
Illinois
$93.5K -$26.1K -3,241 -22%
HF
82
HRT Financial
New York
$82K +$82K +10,244 New
SWM
83
Spire Wealth Management
Virginia
$77.1K +$281 +35 +0.4%
NS
84
NBC Securities
Alabama
$76K +$76K +9,480 New
BAAM
85
Baker Avenue Asset Management
California
$29.8K +$29.8K +3,710 New
BBPWM
86
Blue Bell Private Wealth Management
Pennsylvania
$22.2K – – –
CFD
87
Creative Financial Designs
Indiana
$19K – – –
Bank of America
88
Bank of America
North Carolina
$18.8K – – –
BAM
89
Byrne Asset Management
New Jersey
$14K – – –
AA
90
AlphaMark Advisors
Kentucky
$14K +$9.18K +1,141 +190%
Bessemer Group
91
Bessemer Group
New Jersey
$12K -$5.84K -725 -33%
Northwestern Mutual Wealth Management
92
Northwestern Mutual Wealth Management
Wisconsin
$11.9K +$11.9K +1,479 New
PGAM
93
Princeton Global Asset Management
New Jersey
$9.05K – – –
IA
94
IFP Advisors
Florida
$8.2K -$19.4K -2,418 -70%
JFA
95
JNBA Financial Advisors
Minnesota
$5.01K +$96 +12 +2%
RCM
96
Raleigh Capital Management
North Carolina
$4.82K -$2.81K -350 -37%
CWP
97
Concord Wealth Partners
Virginia
$4.23K +$121 +15 +3%
SIS
98
Sound Income Strategies
Florida
$3.07K – – –
CSC
99
Caldwell Sutter Capital
California
$2.29K – – –
CMA
100
Cedar Mountain Advisors
Oregon
$659 – – –
1 2 3
4
5