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HFRO

Highland Opportunities and Income Fund
HFRO

105 hedge funds and large institutions have $199M invested in Highland Opportunities and Income Fund in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

9% more funds holding

Funds holding: 96 → 105 (+9)

1.05% more ownership

Funds ownership: 35.26% → 36.31% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

8% less capital invested

Capital invested by funds: $217M → $199M (-$18.1M)

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
1.67%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
40
Reduced
26
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$2.97M
2
HighTower Advisors
HighTower Advisors
Illinois
+$1.72M
3
PCM
Penserra Capital Management
California
+$816K
4
Osaic Holdings
Osaic Holdings
Arizona
+$815K
5
LCM
Landscape Capital Management
New Jersey
+$747K

Top Sellers

Rank Fund Capital Flow
1
CP
Camelot Portfolios
Ohio
-$1.29M
2
UBS Group
UBS Group
Switzerland
-$655K
3
PWPS
Pinnacle Wealth Planning Services
Ohio
-$642K
4
Invesco
Invesco
Georgia
-$440K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
-$421K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
51
Raymond James Trust
Florida
$263K – – –
SI
52
Stephens Inc
Arkansas
$258K -$3.86K -461 -1%
MWM
53
Melfa Wealth Management
Massachusetts
$255K +$6.54K +782 +3%
AAS
54
Avantax Advisory Services
Texas
$251K +$10.9K +1,297 +4%
Envestnet Portfolio Solutions
55
Envestnet Portfolio Solutions
Illinois
$249K +$259K +30,948 New
UBS Group
56
UBS Group
Switzerland
$238K -$655K -78,219 -73%
Jane Street
57
Jane Street
New York
$232K +$242K +28,898 New
SA
58
SFI Advisors
New Jersey
$212K +$220K +26,340 New
AWS
59
Atria Wealth Solutions
New York
$212K -$93.7K -11,193 -30%
KAS
60
Kestra Advisory Services
Texas
$202K +$4.8K +573 +2%
SPIA
61
Steward Partners Investment Advisory
New York
$201K -$74.7K -8,924 -26%
CL
62
CSS LLC
Illinois
$177K – – –
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
$175K +$9.57K +1,143 +6%
PAG
64
Private Advisor Group
New Jersey
$168K -$3.33K -398 -2%
AUIM
65
Aegon USA Investment Management
Iowa
$146K +$152K +18,172 New
PHS
66
Pekin Hardy Strauss
Illinois
$144K – – –
CAN
67
Cetera Advisor Networks
California
$143K -$13.4K -1,597 -8%
OCPWS
68
One Charles Private Wealth Services
Massachusetts
$139K – – –
KWS
69
Keystone Wealth Services
California
$138K +$3.82K +456 +3%
CAM
70
Cresset Asset Management
Illinois
$137K – – –
CW
71
Channel Wealth
California
$133K – – –
MML Investors Services
72
MML Investors Services
Massachusetts
$128K +$1.32K +158 +1%
BFA
73
Beacon Financial Advisory
Ohio
$121K +$2.1K +251 +2%
Verition Fund Management
74
Verition Fund Management
Connecticut
$121K +$126K +15,000 New
SFG
75
Sovereign Financial Group
Connecticut
$113K +$117K +14,000 New
1 2
3
4 5

HFRO Hedge Fund Activity: Q3 2023 in Review

105 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2023, worth a combined $199M — down 8.3% from $217M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HFRO positions and 6 closed out — a net gain of 9 holders — while 40 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.97M. The largest seller was Camelot Portfolios, cutting an estimated $1.29M.

  • 105 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2023, up from 96 in Q2 2023.
  • Funds reported $199M of Highland Opportunities and Income Fund stock for Q3 2023, down 8.3% quarter-over-quarter.
  • 15 funds opened new Highland Opportunities and Income Fund positions in Q3 2023 and 6 closed out, a net change of +9 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2023 was Raymond James & Associates, an estimated $2.97M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2023 was Camelot Portfolios, an estimated $1.29M sold.

Based on aggregated 13F filings for Q3 2023.