HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

103 hedge funds and large institutions have $198M invested in Highland Opportunities and Income Fund in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 24 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+9
Holders Change %
+9.57%
% of All Funds
1.64%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
40
Reduced
24
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$2.85M
2
HighTower Advisors
HighTower Advisors
Illinois
+$1.65M
3
PCM
Penserra Capital Management
California
+$783K
4
Osaic Holdings
Osaic Holdings
Arizona
+$783K
5
LCM
Landscape Capital Management
New Jersey
+$717K

Top Sellers

1
CP
Camelot Portfolios
Ohio
-$1.24M
2
UBS Group
UBS Group
Switzerland
-$629K
3
PWPS
Pinnacle Wealth Planning Services
Ohio
-$616K
4
Invesco
Invesco
Georgia
-$423K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
-$405K
Name Holding Trade Value Shares
Change 		Shares
Change %
MWM
51
Melfa Wealth Management
Massachusetts
$255K +$6.29K +782 +3%
AAS
52
Avantax Advisory Services
Texas
$251K +$10.4K +1,297 +4%
Envestnet Portfolio Solutions
53
Envestnet Portfolio Solutions
Illinois
$249K +$249K +30,948 New
UBS Group
54
UBS Group
Switzerland
$238K -$629K -78,219 -73%
Jane Street
55
Jane Street
New York
$232K +$232K +28,898 New
SA
56
SFI Advisors
New Jersey
$212K +$212K +26,340 New
AWS
57
Atria Wealth Solutions
New York
$212K -$90K -11,193 -30%
KAS
58
Kestra Advisory Services
Texas
$202K +$4.61K +573 +2%
SPIA
59
Steward Partners Investment Advisory
New York
$201K -$71.7K -8,924 -26%
CL
60
CSS LLC
Illinois
$177K – – –
ICMP
61
Integrated Capital Management (Pennsylvania)
Pennsylvania
$175K +$9.19K +1,143 +6%
PAG
62
Private Advisor Group
New Jersey
$168K -$3.2K -398 -2%
AUIM
63
Aegon USA Investment Management
Iowa
$146K +$146K +18,172 New
PHS
64
Pekin Hardy Strauss
Illinois
$144K – – –
CAN
65
Cetera Advisor Networks
California
$143K -$12.8K -1,597 -8%
OCPWS
66
One Charles Private Wealth Services
Massachusetts
$139K – – –
KWS
67
Keystone Wealth Services
California
$138K +$3.67K +456 +3%
CAM
68
Cresset Asset Management
Illinois
$137K – – –
CW
69
Channel Wealth
California
$133K – – –
MML Investors Services
70
MML Investors Services
Massachusetts
$128K +$1.27K +158 +1%
BFA
71
Beacon Financial Advisory
Ohio
$121K +$2.02K +251 +2%
Verition Fund Management
72
Verition Fund Management
Connecticut
$121K +$121K +15,000 New
SFG
73
Sovereign Financial Group
Connecticut
$113K +$113K +14,000 New
Comerica Bank
74
Comerica Bank
Texas
$112K +$112K +13,948 New
JWM
75
Jackson Wealth Management
Florida
$106K – – –
1 2
3
4 5