HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

62 hedge funds and large institutions have $391M invested in Highland Opportunities and Income Fund in 2018 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.42%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
20
Increased
22
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$18.6M
2
UFM
Ursa Fund Management
California
+$6.08M
3
RCM
Rivernorth Capital Management
Florida
+$5.12M
4
VAS
VR Advisory Services
Cayman Islands
+$4.36M
5
ICM
Ionic Capital Management
New York
+$3.79M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$16.9M
2
SCM
Stonehill Capital Management
New York
-$10.1M
3
UCFA
United Capital Financial Advisors
Texas
-$4.18M
4
BCIM
Burford Capital Investment Management
Illinois
-$3.2M
5
Wells Fargo
Wells Fargo
California
-$2.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
RFC
51
Regions Financial Corp
Alabama
$125K +$125K +7,817 New
PCM
52
Penserra Capital Management
California
$111K +$111K +6,981 New
MYIA
53
Mount Yale Investment Advisors
Colorado
$97K +$97K +6,036 New
AF
54
Allworth Financial
California
$49K -$47K – –
Citigroup
55
Citigroup
New York
$35K +$35K +2,204 New
AIM
56
Arcadia Investment Management
Michigan
$26K +$26K +1,656 New
MSA
57
Marino Stram & Associates
Massachusetts
$23K +$111 +7 +0.5%
SWP
58
Stratos Wealth Partners
Ohio
$16K +$16K +990 New
HI
59
Hudock Inc
Pennsylvania
$12K – – –
MWM
60
MinichMacGregor Wealth Management
New York
$11K +$156 +10 +1%
TCM
61
Tradewinds Capital Management
Washington
$4K -$3K -219 Closed
MOS
62
MGO One Seven
Ohio
$3K – – –
CFD
63
Creative Financial Designs
Indiana
$1K +$1K +68 New
MCM
64
Mainstay Capital Management
Michigan
$1K +$1K +112 New
SCM
65
Stonehill Capital Management
New York
– -$10.1M -649,735 Closed
CAN
66
Cetera Advisor Networks
California
– -$1.62M -104,406 Closed
Citadel Advisors
67
Citadel Advisors
Florida
– -$767K -49,500 Closed
IA
68
Icon Advisers
Colorado
– -$612K -39,499 Closed
Cetera Investment Advisers
69
Cetera Investment Advisers
Illinois
– -$534K -34,469 Closed
LCG
70
Luxor Capital Group
New York
– -$291K -18,806 Closed
Stifel Financial
71
Stifel Financial
Missouri
– -$210K -13,613 Closed
Ameriprise
72
Ameriprise
Minnesota
– -$187K -12,046 Closed
US Bancorp
73
US Bancorp
Minnesota
– -$52K -3,331 Closed
CA
74
Calton & Associates
Florida
– -$43K -2,770 Closed
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