HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

62 hedge funds and large institutions have $391M invested in Highland Opportunities and Income Fund in 2018 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.42%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
20
Increased
22
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$18.6M
2
UFM
Ursa Fund Management
California
+$6.08M
3
RCM
Rivernorth Capital Management
Florida
+$5.12M
4
VAS
VR Advisory Services
Cayman Islands
+$4.36M
5
ICM
Ionic Capital Management
New York
+$3.79M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$16.9M
2
SCM
Stonehill Capital Management
New York
-$10.1M
3
UCFA
United Capital Financial Advisors
Texas
-$4.18M
4
BCIM
Burford Capital Investment Management
Illinois
-$3.2M
5
Wells Fargo
Wells Fargo
California
-$2.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
PWPS
26
Pinnacle Wealth Planning Services
Ohio
$1.26M -$32 -2 -0%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$1.16M -$23.8K -1,487 -2%
BRWA
28
B. Riley Wealth Advisors
Florida
$1.15M -$1.52M -94,952 -57%
JG
29
Jefferies Group
New York
$1.11M +$196K +12,278 +21%
HCMT
30
Highland Capital Management (Texas)
Texas
$1.04M – – –
BFM
31
Boothbay Fund Management
New York
$883K +$883K +55,219 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$842K -$90.1K -5,642 -10%
SPIA
33
Steward Partners Investment Advisory
New York
$836K +$77.3K +4,838 +10%
CCP
34
Clough Capital Partners
Massachusetts
$710K -$267K -16,700 -27%
BTS
35
BB&T Securities
Virginia
$538K -$3.92K -245 -0.7%
PWAP
36
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$468K – – –
SEI Investments
37
SEI Investments
Pennsylvania
$415K +$415K +25,946 New
CWS
38
Cypress Wealth Services
California
$398K -$381K -24,589 Closed
CSS
39
Cubist Systematic Strategies
Connecticut
$374K +$374K +23,367 New
HighTower Advisors
40
HighTower Advisors
Illinois
$371K -$76.6K -4,774 -17%
UBS Group
41
UBS Group
Switzerland
$366K +$263K +16,456 +257%
FA
42
FDx Advisors
Illinois
$301K -$1.19M -74,477 -80%
PAG
43
Private Advisor Group
New Jersey
$295K +$295K +18,453 New
CFA
44
Carroll Financial Associates
North Carolina
$266K +$266K +16,656 New
DAM
45
Deltec Asset Management
New York
$208K – – –
Bank of America
46
Bank of America
North Carolina
$205K +$133K +8,282 +183%
MML Investors Services
47
MML Investors Services
Massachusetts
$191K +$27.9K +1,747 +17%
TSS
48
Two Sigma Securities
New York
$183K +$183K +11,460 New
CF
49
Centaurus Financial
California
$180K +$180K +11,247 New
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$148K +$148K +9,259 New
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