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GUG

Guggenheim Active Allocation Fund
GUG

50 hedge funds and large institutions have $121M invested in Guggenheim Active Allocation Fund in 2024 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

14% more funds holding

Funds holding: 44 → 50 (+6)

10.39% less ownership

Funds ownership: 35.44% → 25.05% (-10%)

29% less capital invested

Capital invested by funds: $170M → $121M (-$48.8M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
50
Holders Change
+6
Holders Change %
+13.64%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
17
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Baird Financial Group
Baird Financial Group
Wisconsin
+$1.89M
2
AAM
Advisors Asset Management
Colorado
+$1.48M
3
RJA
Raymond James & Associates
Florida
+$1.42M
4
Bank of America
Bank of America
North Carolina
+$1.22M
5
LCM
Landscape Capital Management
New Jersey
+$1.2M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$24.5M
2
SCM
Saba Capital Management
New York
-$15.2M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$12.1M
4
PCM
Penserra Capital Management
California
-$4.58M
5
AWM
AE Wealth Management
Kansas
-$1.41M
Name Holding Trade Value Shares
Change 		Change in
Stake
Corient Private Wealth
26
Corient Private Wealth
Florida
$353K +$357K +24,484 New
DC
27
Davenport & Co
Virginia
$349K -$14.6K -1,000 -4%
ACP
28
Aviance Capital Partners
Florida
$334K -$5.82K -399 -2%
AWA
29
Arete Wealth Advisors
Illinois
$309K +$2.77K +190 +0.9%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$301K +$298K +20,455 New
KWM
31
Kingsview Wealth Management
Oregon
$266K – – –
NA
32
Nordwand Advisors
Pennsylvania
$243K -$286K -19,642 -54%
WS
33
Wedbush Securities
California
$236K +$234K +16,077 New
CIA
34
Concurrent Investment Advisors
Florida
$216K +$214K +14,702 New
US Bancorp
35
US Bancorp
Minnesota
$184K +$182K +12,485 New
EH
36
Equitable Holdings
New York
$182K +$180K +12,370 New
LNWWM
37
Laird Norton Wetherby Wealth Management
California
$165K +$164K +11,232 New
RJT
38
Raymond James Trust
Florida
$159K +$158K +10,816 New
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$154K -$113K -7,725 -42%
UBS Group
40
UBS Group
Switzerland
$85.9K +$292 +20 +0.3%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$61.8K +$29 +2 +0%
Comerica Bank
42
Comerica Bank
Texas
$61.8K – – –
AWM
43
Avior Wealth Management
Nebraska
$32.5K +$32.2K +2,208 New
GWM
44
Geneos Wealth Management
Colorado
$22.1K – – –
HI
45
Harbour Investments
Wisconsin
$22.1K – – –
IA
46
IFP Advisors
Florida
$18.4K – – –
S
47
SignatureFD
Georgia
$14.8K +$14.7K +1,006 New
Bessemer Group
48
Bessemer Group
New Jersey
$14K +$3.25K +223 +30%
SPIA
49
Steward Partners Investment Advisory
New York
$12.7K +$12.6K +864 New
FIA
50
FNY Investment Advisers
New York
$5 +$5.83K +400 New
1
2
3

GUG Hedge Fund Activity: Q1 2024 in Review

50 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q1 2024, worth a combined $121M — down 29% from $170M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new GUG positions and 8 closed out — a net gain of 6 holders — while 17 added to existing stakes and 13 trimmed.

The largest buyer was Baird Financial Group, adding an estimated $1.89M. The largest seller was Morgan Stanley, cutting an estimated $24.5M.

  • 50 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q1 2024, up from 44 in Q4 2023.
  • Funds reported $121M of Guggenheim Active Allocation Fund stock for Q1 2024, down 29% quarter-over-quarter.
  • 14 funds opened new Guggenheim Active Allocation Fund positions in Q1 2024 and 8 closed out, a net change of +6 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q1 2024 was Baird Financial Group, an estimated $1.89M added.
  • The largest Guggenheim Active Allocation Fund seller in Q1 2024 was Morgan Stanley, an estimated $24.5M sold.

Based on aggregated 13F filings for Q1 2024.