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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

96 hedge funds and large institutions have $206M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 44 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 10

164% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 11

68% more capital invested

Capital invested by funds: $123M → $206M (+$83.3M)

22% more funds holding

Funds holding: 79 → 96 (+17)

2.6% more ownership

Funds ownership: 45.45% → 48.05% (+2.6%)

Holders
96
Holders Change
+17
Holders Change %
+21.52%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
44
Reduced
10
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$14.6M
2
Jane Street
Jane Street
New York
+$13M
3
Morgan Stanley
Morgan Stanley
New York
+$7.47M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$5.7M
5
LPL Financial
LPL Financial
California
+$5.37M

Top Sellers

Rank Fund Capital Flow
1
VFA
Voya Financial Advisors
Connecticut
-$2.46M
2
FAIM
Financial Advocates Investment Management
Washington
-$2.33M
3
GIA
Gladstone Institutional Advisory
Florida
-$1.88M
4
PAG
Private Advisor Group
New Jersey
-$1.15M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
CWA
51
Clarus Wealth Advisors
Arizona
$499K -$2.77K -31 -0.6%
CIAS
52
Capital Investment Advisory Services
North Carolina
$480K +$118K +1,315 +34%
CCFM
53
Clear Creek Financial Management
Washington
$417K +$403K +4,499 New
EDRH
54
Edmond de Rothschild Holding
Switzerland
$409K +$118K +1,320 +43%
FANJ
55
Financial Architects (New Jersey)
New Jersey
$399K +$94.5K +1,056 +32%
OIA
56
OneDigital Investment Advisors
Kansas
$390K +$80.5K +899 +27%
VCM
57
Vivaldi Capital Management
Illinois
$321K +$289K +3,234 New
WCM
58
WealthBridge Capital Management
Ohio
$321K +$310K +3,461 New
SIM
59
Seaview Investment Managers
Florida
$280K +$270K +3,016 New
IF
60
Intrua Financial
Texas
$279K – – –
VWA
61
V Wealth Advisors
Kansas
$252K +$241K +2,688 New
DI
62
DFPG Investments
Utah
$248K +$237K +2,643 New
AWM
63
AE Wealth Management
Kansas
$245K +$237K +2,650 New
SPC
64
Sigma Planning Corp
Michigan
$226K +$218K +2,437 New
Wells Fargo
65
Wells Fargo
California
$215K +$13.4K +150 +7%
William Blair & Company
66
William Blair & Company
Illinois
$152K – – –
CCA
67
Catalyst Capital Advisors
New York
$136K +$132K +1,473 New
MRC
68
Millburn Ridgefield Corp
New York
$136K +$132K +1,473 New
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$131K +$71.6K +800 +131%
SIC
70
Salem Investment Counselors
North Carolina
$117K +$113K +1,260 New
Carson Wealth (CWM LLC)
71
Carson Wealth (CWM LLC)
Nebraska
$115K – – –
SPIA
72
Steward Partners Investment Advisory
New York
$83K -$749K -8,366 -90%
GWM
73
Geneos Wealth Management
Colorado
$74K – – –
IA
74
IFP Advisors
Florida
$64K +$27.3K +305 +80%
TWM
75
Tradition Wealth Management
Minnesota
$54K – – –
1 2
3
4 5

GRID Hedge Fund Activity: Q2 2021 in Review

96 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q2 2021, worth a combined $206M — up 68% from $123M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new GRID positions and 11 closed out — a net gain of 18 holders — while 44 added to existing stakes and 10 trimmed.

The largest buyer was UBS Group, adding an estimated $14.6M. The largest seller was Voya Financial Advisors, exiting entirely with an estimated $2.46M sold.

  • 96 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q2 2021, up from 79 in Q1 2021.
  • Funds reported $206M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q2 2021, up 68% quarter-over-quarter.
  • 29 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q2 2021 and 11 closed out, a net change of +18 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q2 2021 was UBS Group, an estimated $14.6M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q2 2021 was Voya Financial Advisors, an estimated $2.46M sold.

Based on aggregated 13F filings for Q2 2021.