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Guggenheim Strategic Opportunities Fund
GOF

45 hedge funds and large institutions have $61.1M invested in Guggenheim Strategic Opportunities Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 9

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

12% more capital invested

Capital invested by funds: $54.8M → $61.1M (+$6.32M)

10% more funds holding

Funds holding: 41 → 45 (+4)

0.21% more ownership

Funds ownership: 14.53% → 14.74% (+0.21%)

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
25
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.06M
2
Bank of America
Bank of America
North Carolina
+$760K
3
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$618K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$600K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$437K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$887K
2
Baird Financial Group
Baird Financial Group
Wisconsin
-$463K
3
Bessemer Group
Bessemer Group
New Jersey
-$421K
4
GC
Guggenheim Capital
Illinois
-$272K
5
Invesco
Invesco
Georgia
-$77.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
26
BB&T Securities
Virginia
$434K -$31.5K -1,502 -7%
GS
27
Girard Securities
California
$400K +$109K +5,226 +38%
NPC
28
National Planning Corporation
California
$374K +$111K +5,302 +43%
OC
29
Oppenheimer & Co
New York
$310K +$307K +14,655 New
MML Investors Services
30
MML Investors Services
Massachusetts
$256K +$37.7K +1,801 +17%
GWM
31
Geneos Wealth Management
Colorado
$216K -$3K -143 -1%
IA
32
IFP Advisors
Florida
$215K +$168 +8 +0.1%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$211K +$210K +10,007 New
DC
34
Davenport & Co
Virginia
$207K +$205K +9,800 New
Creative Planning
35
Creative Planning
Kansas
$149K +$26K +1,240 +21%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$149K +$111K +5,283 +302%
Citigroup
37
Citigroup
New York
$73K – – –
BAM
38
Bruderman Asset Management
New York
$51K +$50.5K +2,410 New
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$27K +$26.9K +1,286 New
WEC
40
Winslow Evans & Crocker
Massachusetts
$12.7K -$6.28K -300 -33%
NFG
41
Next Financial Group
Texas
$11K – – –
JCM
42
Jacobi Capital Management
Pennsylvania
$8K +$8.27K +395 New
PCM
43
Penserra Capital Management
California
$6K +$545 +26 +10%
TDC
44
Thompson Davis & Co
Virginia
$4K – – –
SPIA
45
Steward Partners Investment Advisory
New York
$3K – – –
WA
46
WFG Advisors
Texas
– -$43K -2,100 Closed
WP
47
WealthPLAN Partners
Nebraska
– -$12.4K -604 Closed
ACS
48
Archford Capital Strategies
Illinois
– -$2K -100 Closed
1
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GOF Hedge Fund Activity: Q2 2017 in Review

45 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q2 2017, worth a combined $61.1M — up 12% from $54.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GOF positions and 3 closed out — a net gain of 4 holders — while 25 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.06M. The largest seller was LPL Financial, cutting an estimated $887K.

  • 45 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q2 2017, up from 41 in Q1 2017.
  • Funds reported $61.1M of Guggenheim Strategic Opportunities Fund stock for Q2 2017, up 12% quarter-over-quarter.
  • 7 funds opened new Guggenheim Strategic Opportunities Fund positions in Q2 2017 and 3 closed out, a net change of +4 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q2 2017 was Morgan Stanley, an estimated $1.06M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q2 2017 was LPL Financial, an estimated $887K sold.

Based on aggregated 13F filings for Q2 2017.