Penserra Capital Management’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Penserra Capital Management’s Portfolio GOF Stock Details GOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-276	Closed	-$5K	–	464
2017 Q3	$5K	Sell	276 -12	-4%	-$254	﹤0.01%	470
2017 Q2	$6K	Buy	288 +26	+10%	+$545	﹤0.01%	459
2017 Q1	$5K	Buy	262 +10	+4%	+$201	﹤0.01%	496
2016 Q4	$4K	Hold	252	–	–	﹤0.01%	861
2016 Q3	$4K	Buy	252 +62	+33%	+$1.17K	﹤0.01%	886
2016 Q2	$3K	Hold	190	–	–	﹤0.01%	919
2016 Q1	$3K	Buy	190 +38	+25%	+$613	﹤0.01%	902
2015 Q4	$3K	Buy	+152	New	+$2.7K	﹤0.01%	924

Other funds holding GOF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Penserra Capital Management's GOF Position: Q4 2017 in Review

Penserra Capital Management sold out of Guggenheim Strategic Opportunities Fund (GOF) in Q4 2017, closing a stake of 276 shares — an estimated $5K sold.

Penserra Capital Management first reported a position in GOF in Q4 2015 and held it in 8 quarters. The position peaked at $6K in Q2 2017. 46 funds tracked by Wall St. Rank hold GOF as of Q4 2017.

Penserra Capital Management reported no remaining Guggenheim Strategic Opportunities Fund position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 276 Guggenheim Strategic Opportunities Fund shares in Q4 2017, an estimated $5K.
Penserra Capital Management first reported a position in Guggenheim Strategic Opportunities Fund in Q4 2015 and held it in 8 quarters.
Penserra Capital Management's Guggenheim Strategic Opportunities Fund position peaked at $6K in Q2 2017.
46 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.