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Guggenheim Strategic Opportunities Fund

42 hedge funds and large institutions have $50.3M invested in Guggenheim Strategic Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

11% more capital invested

Capital invested by funds: $45.3M → $50.3M (+$4.95M)

0.5% more ownership

Funds ownership: 10.35%10.85% (+0.5%)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

2% less funds holding

Funds holding: 4342 (-1)

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GS
26
Girard Securities
California
$248K -$46.2K -2,390 -16%
Millennium Management
27
Millennium Management
New York
$211K +$207K +10,730 New
AG
28
Advisor Group
Arizona
$189K +$57.5K +2,975 +45%
GWM
29
Geneos Wealth Management
Colorado
$182K -$3.09K -160 -2%
GWS
30
Glassman Wealth Services
Virginia
$173K +$3.87K +200 +2%
IA
31
IFP Advisors
Florida
$141K +$61.1K +3,163 +79%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$109K +$55.3K +2,860 +105%
GBBWRPM
33
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$94K
Citigroup
34
Citigroup
New York
$68K
BAM
35
Bruderman Asset Management
New York
$47K
Creative Planning
36
Creative Planning
Kansas
$41K -$5.8K -300 -13%
WEC
37
Winslow Evans & Crocker
Massachusetts
$17.7K
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$14K +$386 +20 +3%
NFG
39
Next Financial Group
Texas
$6K
PCM
40
Penserra Capital Management
California
$4K
TDC
41
Thompson Davis & Co
Virginia
$4K
SPIA
42
Steward Partners Investment Advisory
New York
$2K +$2.94K +152 New
ACS
43
Archford Capital Strategies
Illinois
$1K
VIA
44
Vantage Investment Advisors
Pennsylvania
-$43K -2,225 Closed
SBL
45
Sargent Bickham Lagudis
Colorado
-$10 -500 Closed
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
-$2K -100 Closed

GOF Hedge Fund Activity: Q4 2016 in Review

42 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2016, worth a combined $50.3M — up 11% from $45.3M a quarter earlier.

Fund positioning in GOF was balanced in Q4 2016: 4 funds opened new positions, 4 closed out, 17 added to existing stakes and 11 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $3.05M. The largest seller was Morgan Stanley, cutting an estimated $1.09M.

  • 42 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2016, down from 43 in Q3 2016.
  • Funds reported $50.3M of Guggenheim Strategic Opportunities Fund stock for Q4 2016, up 11% quarter-over-quarter.
  • 4 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2016 and 4 closed out, a net change of 0 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2016 was Laurion Capital Management, an estimated $3.05M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q4 2016 was Morgan Stanley, an estimated $1.09M sold.

Based on aggregated 13F filings for Q4 2016.