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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

38 hedge funds and large institutions have $45.2M invested in Guggenheim Strategic Opportunities Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Robinson Capital Management
Michigan
+$679K
2
Bank of America
Bank of America
North Carolina
+$624K
3
UR
USCA RIA
Texas
+$420K
4
Invesco
Invesco
Georgia
+$403K
5
RJA
Raymond James & Associates
Florida
+$252K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$8.28M
2
DA
Doliver Advisors
Texas
-$1.22M
3
Squarepoint
Squarepoint
New York
-$477K
4
NPC
National Planning Corporation
California
-$431K
5
WAM
Weiss Asset Management
Massachusetts
-$336K
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
IFP Advisors
Florida
$142K -$218K -11,052 -61%
AIG
27
American International Group
New York
$116K -$13K -765 -10%
MFW
28
Mosaic Family Wealth
Missouri
$105K +$42.1K +2,500 +67%
Creative Planning
29
Creative Planning
Kansas
$67K +$5.08K +300 +8%
Citigroup
30
Citigroup
New York
$59K +$388 +23 +0.7%
BAM
31
Bruderman Asset Management
New York
$41K – – –
AWM
32
Avior Wealth Management
Nebraska
$28K – – –
WEC
33
Winslow Evans & Crocker
Massachusetts
$15.3K – – –
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$12K +$12K +678 New
TDC
35
Thompson Davis & Co
Virginia
$3K – – –
TRCT
36
Tower Research Capital (TRC)
New York
$3K +$3K +204 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$2K – – –
NFG
38
Next Financial Group
Texas
$2K – – –
PCM
39
Penserra Capital Management
California
$3 +$1 +38 +25%
DA
40
Doliver Advisors
Texas
– -$1.22M -72,509 Closed
Squarepoint
41
Squarepoint
New York
– -$477K -28,342 Closed
WAM
42
Weiss Asset Management
Massachusetts
– -$336K -19,944 Closed
SG Americas Securities
43
SG Americas Securities
New York
– -$291K -17,302 Closed
Deutsche Bank
44
Deutsche Bank
Germany
– -$25K -1,501 Closed
ACS
45
Archford Capital Strategies
Illinois
– -$3K -100 Closed
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