Guggenheim Strategic Opportunities Fund
29 hedge funds and large institutions have $39.2M invested in Guggenheim Strategic Opportunities Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.
25% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 4
25% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 8
0.11% less ownership
Funds ownership: 8.89% → 8.78% (-0.11%)
1% less capital invested
Capital invested by funds: $39.6M → $39.2M (-$381K)
3% less funds holding
Funds holding: 30 → 29 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$479K |
| 2 |
SCM
Sterneck Capital Management
Kansas City,
Missouri
|
+$390K |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$353K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$312K |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$189K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$1.32M |
| 2 |
OFG
OTA Financial Group
Purchase,
New York
|
-$328K |
| 3 |
NPC
National Planning Corporation
El Segundo,
California
|
-$311K |
| 4 |
Morgan Stanley
New York
|
-$288K |
| 5 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$104K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WEC
26
Winslow Evans & Crocker
Boston,
Massachusetts
| $19.2K | – | – | – |
|
27
Bank of Montreal
Toronto,
Ontario, Canada
| $12K | +$11.6K | +550 | New |
|
|
MFBTD
28
MB Financial Bank - Trust Department
Rosemont,
Illinois
| $9K | +$8.64K | +408 | New |
|
|
TDC
29
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
NFG
30
Next Financial Group
Houston,
Texas
| $3K | – | – | – |
|
|
FAAS
31
First Allied Advisory Services
San Diego,
California
| – | -$1.32M | -63,484 | Closed |
|
|
OFG
32
OTA Financial Group
Purchase,
New York
| – | -$328K | -15,717 | Closed |
|
|
BRWA
33
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$88 | -4,199 | Closed |
|
34
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$10K | -500 | Closed |
|
GOF Hedge Fund Activity: Q1 2015 in Review
29 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2015, worth a combined $39.2M — down 0.96% from $39.6M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new GOF positions and 4 closed out — a net gain of 1 holder — while 10 added to existing stakes and 8 trimmed.
The largest buyer was UBS Group, adding an estimated $479K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $1.32M sold.
- 29 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2015, down from 30 in Q4 2014.
- Funds reported $39.2M of Guggenheim Strategic Opportunities Fund stock for Q1 2015, down 0.96% quarter-over-quarter.
- 5 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2015 and 4 closed out, a net change of +1 holder.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2015 was UBS Group, an estimated $479K added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q1 2015 was First Allied Advisory Services, an estimated $1.32M sold.
Based on aggregated 13F filings for Q1 2015.