Guggenheim Strategic Opportunities Fund
25 hedge funds and large institutions have $45.8M invested in Guggenheim Strategic Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 4 closing their positions.
New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
BTS
1
BB&T Securities
Richmond,
Virginia
|
$9.41M |
| 2 |
U
2
UBS
Zurich,
Switzerland
|
$2.87M |
| 3 |
3
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$2.95M |
| 4 |
4
SG Americas Securities
New York
|
$310K |
| 5 |
WA
5
WFG Advisors
Dallas,
Texas
|
$418K |
Top Sellers
| 1 |
1
Invesco
Atlanta,
Georgia
|
$5.74M |
| 2 |
2
LPL Financial
San Diego,
California
|
$1.99M |
| 3 |
3
Morgan Stanley
New York
|
$3.55M |
| 4 |
4
Ameriprise
Minneapolis,
Minnesota
|
$0 |
| 5 |
5
Cohen & Steers
New York
|
$6.19M |
| Name | Holding | Trade Value |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
|
TDC
26
Thompson Davis & Co
Richmond,
Virginia
| $4K | +$4K | +200 | New |
|
|
27
Ameriprise
Minneapolis,
Minnesota
| – | -$142K | -6,454 | Closed |
|
|
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$100K | -4,550 | Closed |
|
|
WA
29
Waverly Advisors
Birmingham,
Alabama
| – | -$51K | -2,320 | Closed |
|
|
NES
30
New England Securities
New York
| – | -$49K | -2,225 | Closed |
|