Guggenheim Strategic Opportunities Fund
25 hedge funds and large institutions have $45.8M invested in Guggenheim Strategic Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 4 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 8
7% more capital invested
Capital invested by funds: $42.9M → $45.8M (+$2.83M)
0% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 4
1.15% less ownership
Funds ownership: 11.48% → 10.33% (-1.2%)
4% less funds holding
Funds holding: 26 → 25 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$504K |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$400K |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$357K |
| 4 |
SG Americas Securities
New York
|
+$316K |
| 5 |
WA
WFG Advisors
Dallas,
Texas
|
+$188K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$879K |
| 2 |
Morgan Stanley
New York
|
-$190K |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
-$142K |
| 4 |
Cohen & Steers
New York
|
-$123K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$118K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TDC
26
Thompson Davis & Co
Richmond,
Virginia
| $4K | +$4.36K | +200 | New |
|
|
27
Ameriprise
Minneapolis,
Minnesota
| – | -$142K | -6,454 | Closed |
|
|
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$100K | -4,550 | Closed |
|
|
WA
29
Waverly Advisors
Birmingham,
Alabama
| – | -$51K | -2,320 | Closed |
|
|
NES
30
New England Securities
New York
| – | -$49K | -2,225 | Closed |
|
GOF Hedge Fund Activity: Q4 2013 in Review
25 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2013, worth a combined $45.8M — up 6.6% from $42.9M a quarter earlier.
Fund positioning in GOF was balanced in Q4 2013: 4 funds opened new positions, 4 closed out, 12 added to existing stakes and 8 trimmed.
The largest buyer was BB&T Securities, adding an estimated $504K. The largest seller was LPL Financial, cutting an estimated $879K.
- 25 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2013, down from 26 in Q3 2013.
- Funds reported $45.8M of Guggenheim Strategic Opportunities Fund stock for Q4 2013, up 6.6% quarter-over-quarter.
- 4 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2013 and 4 closed out, a net change of 0 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2013 was BB&T Securities, an estimated $504K added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q4 2013 was LPL Financial, an estimated $879K sold.
Based on aggregated 13F filings for Q4 2013.