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Gladstone Capital
GLAD

58 hedge funds and large institutions have $26.6M invested in Gladstone Capital in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $27M → $26.6M (-$443K)

6% less funds holding

Funds holding: 62 → 58 (-4)

21% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 19

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

81% less call options, than puts

Call options by funds: $132K | Put options by funds: $711K

Holders
58
Holders Change
-4
Holders Change %
-6.45%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
15
Reduced
19
Closed
12
Calls
$132K
Puts
$711K
Net Calls
-$579K
Net Calls Change
-$521K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$478K
2
Citadel Advisors
Citadel Advisors
Florida
+$458K
3
HCS
Harvest Capital Strategies
California
+$439K
4
UBS Group
UBS Group
Switzerland
+$333K
5
SJIC
St. James Investment Company
Texas
+$326K

Top Sellers

Rank Fund Capital Flow
1
CIM
Cambria Investment Management
California
-$1.77M
2
State Street
State Street
Massachusetts
-$692K
3
Millennium Management
Millennium Management
New York
-$435K
4
Two Sigma Investments
Two Sigma Investments
New York
-$392K
5
NPC
National Planning Corporation
California
-$317K
Name Holding Trade Value Shares
Change 		Change in
Stake
MFS
51
MSI Financial Services
Massachusetts
$12K -$8.21K -493 -41%
TRCT
52
Tower Research Capital (TRC)
New York
$9K -$4.73K -284 -35%
HI
53
Hudock Inc
Pennsylvania
$7K – – –
BCMIO
54
Beacon Capital Management Inc (Ohio)
Ohio
$4K +$4.16K +250 New
AC
55
Alexandria Capital
Virginia
$2K – – –
Citigroup
56
Citigroup
New York
$2K – – –
CIM
57
Cambria Investment Management
California
– -$1.77M -107,279 Closed
Millennium Management
58
Millennium Management
New York
– -$435K -26,297 Closed
NPC
59
National Planning Corporation
California
– -$317K -18,466 Closed
AIM
60
Allen Investment Management
New York
– -$285K -17,248 Closed
VKH
61
Virtu KCG Holdings
New York
– -$268K -16,229 Closed
GWA
62
Genesis Wealth Advisors
Massachusetts
– -$129K -7,500 Closed
HFS
63
HL Financial Services
Kentucky
– -$93K -5,602 Closed
CAS
64
Cue Advisory Services
Arizona
– -$89K -5,400 Closed
DIA
65
Denver Investment Advisors
Colorado
– -$87K -5,240 Closed
Simplex Trading
66
Simplex Trading
Illinois
– -$11K -639 Closed
EWM
67
Evercore Wealth Management
New York
– -$8K -500 Closed
TCM
68
Tradewinds Capital Management
Washington
– -$2.51K -151 -99%
US Bancorp
69
US Bancorp
Minnesota
– -$2K -100 Closed
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
– +$17 +1 New
1 2
3

GLAD Hedge Fund Activity: Q1 2015 in Review

58 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q1 2015, worth a combined $26.6M — down 1.6% from $27M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of GLAD and 8 opened new positions — a net loss of 4 holders — while 19 trimmed existing stakes and 15 added.

The largest buyer was Morgan Stanley, adding an estimated $478K. The largest seller was Cambria Investment Management, exiting entirely with an estimated $1.77M sold.

  • 58 institutional investors held Gladstone Capital (GLAD) as of Q1 2015, down from 62 in Q4 2014.
  • Funds reported $26.6M of Gladstone Capital stock for Q1 2015, down 1.6% quarter-over-quarter.
  • 8 funds opened new Gladstone Capital positions in Q1 2015 and 12 closed out, a net change of -4 holders.
  • The largest Gladstone Capital buyer in Q1 2015 was Morgan Stanley, an estimated $478K added.
  • The largest Gladstone Capital seller in Q1 2015 was Cambria Investment Management, an estimated $1.77M sold.

Based on aggregated 13F filings for Q1 2015.