National Planning Corporation’s Gladstone Capital GLAD Stock Holding History

National Planning Corporation’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-18,466	Closed	-$317K	–	1208
2014 Q4	$317K	Sell	18,466 -3,752	-17%	-$66.5K	0.02%	530
2014 Q3	$385K	Buy	22,218 +2,600	+13%	+$49.9K	0.03%	484
2014 Q2	$395K	Buy	19,618 +1,500	+8%	+$29.3K	0.03%	483
2014 Q1	$362K	Buy	18,118 +11,111	+159%	+$219K	0.03%	485
2013 Q4	$134K	Buy	+7,007	New	+$129K	0.01%	654

Other funds holding GLAD

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return

National Planning Corporation's GLAD Position: Q1 2015 in Review

National Planning Corporation sold out of Gladstone Capital (GLAD) in Q1 2015, closing a stake of 18,466 shares — an estimated $317K sold.

National Planning Corporation first reported a position in GLAD in Q4 2013 and held it in 5 quarters. The position peaked at $395K in Q2 2014. 58 funds tracked by Wall St. Rank hold GLAD as of Q1 2015.

National Planning Corporation reported no remaining Gladstone Capital position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 18,466 Gladstone Capital shares in Q1 2015, an estimated $317K.
National Planning Corporation first reported a position in Gladstone Capital in Q4 2013 and held it in 5 quarters.
National Planning Corporation's Gladstone Capital position peaked at $395K in Q2 2014.
58 funds tracked by Wall St. Rank held Gladstone Capital as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.