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Gladstone Capital

66 hedge funds and large institutions have $24.8M invested in Gladstone Capital in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 20 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.2% less ownership

Funds ownership: 6.16%5.96% (-0.2%)

4% less funds holding

Funds holding: 6966 (-3)

10% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 20

21% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 14

55% less capital invested

Capital invested by funds: $55.3M → $24.8M (-$30.5M)

75% less call options, than puts

Call options by funds: $174K | Put options by funds: $701K

Holders
66
Holders Change
-3
Holders Change %
-4.35%
% of All Funds
1.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
18
Reduced
20
Closed
14
Calls
$174K
Puts
$701K
Net Calls
-$527K
Net Calls Change
-$715K
Name Holding Trade Value Shares
Change
Change in
Stake
BF
26
BOK Financial
Oklahoma
$242K
DC
27
Davenport & Co
Virginia
$231K -$22K -1,250 -7%
BA
28
Bard Associates
Illinois
$211K
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$208K +$6.63K +377 +3%
TWA
30
TCI Wealth Advisors
Arizona
$183K +$76.7K +4,366 +53%
CWM
31
Cornerstone Wealth Management
Missouri
$179K -$1.89M -107,299 -90%
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$168K -$35K -1,993 -15%
BRWA
33
B. Riley Wealth Advisors
Florida
$168K -$12.9K -734 -6%
OAM
34
Oxford Asset Management
United Kingdom
$146K +$176K +10,005 New
HFS
35
HL Financial Services
Kentucky
$137K
HighTower Advisors
36
HighTower Advisors
Illinois
$131K +$16.7K +950 +12%
NFA
37
Nuveen Fund Advisors
Illinois
$109K -$165K -9,395 -56%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$96K +$6.43K +366 +6%
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$91K -$304K -17,296 -74%
PA
40
PFG Advisors
Arizona
$90K +$90.5K +5,150 New
Invesco
41
Invesco
Georgia
$89K +$107K +6,090 New
PFS
42
Prospera Financial Services
Texas
$87K -$1.32K -75 -1%
Canada Life
43
Canada Life
Manitoba, Canada
$55K +$6.15K +350 +10%
FHB
44
First Hawaiian Bank
Hawaii
$44K
AG
45
Advisor Group
Arizona
$43K +$176 +10 +0.3%
WEC
46
Winslow Evans & Crocker
Massachusetts
$32K +$4.39K +250 +13%
Wells Fargo
47
Wells Fargo
California
$29K -$14.9K -850 -30%
TRCT
48
Tower Research Capital (TRC)
New York
$26K +$28.3K +1,609 +879%
QT
49
Quantamental Technologies
New York
$23K +$28.1K +1,600 New
WAM
50
Wolverine Asset Management
Illinois
$15K +$18.9K +1,074 New

GLAD Hedge Fund Activity: Q4 2018 in Review

66 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2018, worth a combined $24.8M — down 55% from $55.3M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of GLAD and 11 opened new positions — a net loss of 3 holders — while 20 trimmed existing stakes and 18 added.

The largest buyer was Summit Global Investments, opening a new position worth an estimated $758K. The largest seller was Cornerstone Wealth Management, cutting an estimated $1.89M.

  • 66 institutional investors held Gladstone Capital (GLAD) as of Q4 2018, down from 69 in Q3 2018.
  • Funds reported $24.8M of Gladstone Capital stock for Q4 2018, down 55% quarter-over-quarter.
  • 11 funds opened new Gladstone Capital positions in Q4 2018 and 14 closed out, a net change of -3 holders.
  • The largest Gladstone Capital buyer in Q4 2018 was Summit Global Investments, an estimated $758K added.
  • The largest Gladstone Capital seller in Q4 2018 was Cornerstone Wealth Management, an estimated $1.89M sold.

Based on aggregated 13F filings for Q4 2018.